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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$440M
AUM Growth
+$27.2M
Cap. Flow
-$4.19M
Cap. Flow %
-0.95%
Top 10 Hldgs %
30.3%
Holding
315
New
35
Increased
58
Reduced
59
Closed
32

Top Buys

Rank Stock Value
1
JYNT icon
The Joint Corp
JYNT
+$11.7M
2
CNP icon
CenterPoint Energy
CNP
+$4.78M
3
CVS icon
CVS Health
CVS
+$4.25M
4
PFNX
Pfenex Inc.
PFNX
+$3.86M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.8M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$15.6M
2
AIMT
Aimmune Therapeutics
AIMT
+$10.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.01M
4
QURE icon
uniQure
QURE
+$4.18M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$4.09M

Sector Composition

Rank Sector Weight
1 Financials 21.4%
2 Technology 16.77%
3 Healthcare 14.74%
4 Energy 9.02%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLC icon
301
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
– –
-4,200
Closed -$208K
ZUO
302
DELISTED
Zuora, Inc.
ZUO
– –
-35,800
Closed -$539K
BBBY
303
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-399,550
Closed -$4.09M
EMWP
304
DELISTED
Eros Media World PLC
EMWP
– –
-12,750
Closed -$487K
AIMT
305
DELISTED
Aimmune Therapeutics
AIMT
– –
-486,906
Closed -$10.2M
STI
306
DELISTED
SunTrust Banks, Inc.
STI
– –
-20,286
Closed -$1.34M
NNC
307
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
– –
-26,070
Closed -$354K
AREX
308
DELISTED
Approach Resources Inc.
AREX
– –
-27,112
Closed -$4K
BPL
309
DELISTED
Buckeye Partners, L.P.
BPL
– –
-17,100
Closed -$703K
YUMA
310
DELISTED
Yuma Energy Inc
YUMA
– –
-21,667
Closed -$68K
NID
311
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-10,490
Closed -$143K
CELG
312
DELISTED
Celgene Corp
CELG
– –
-3,200
Closed -$312K
SDR
313
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
-11,000
Closed -$5K
9 10 11 12
13

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BAM
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RPSM
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Sanders Morris Harris's Q4 2019 Portfolio in Review

As of Q4 2019, Sanders Morris Harris held 315 positions worth $440M, up 6.6% from $413M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sanders Morris Harris's Q4 2019 filing shows 35 new, 58 increased, 59 reduced and 32 closed positions. Its largest new stake was The Joint Corp: 645,940 shares worth $10.2M. The largest sale was Blackstone, an estimated $15.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q4 2019 buy was The Joint Corp: 645,940 shares worth $10.2M.
  • Sanders Morris Harris added most to CVS Health in Q4 2019, an estimated $4.25M increase.
  • Sanders Morris Harris's biggest Q4 2019 reduction was Blackstone, cutting an estimated $15.6M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q4 2019, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 30% of its $440M portfolio in Q4 2019.
  • Sanders Morris Harris opened 35 new positions and closed 32 in Q4 2019.
  • Sanders Morris Harris's portfolio value rose 6.6% quarter-over-quarter to $440M.

Based on Sanders Morris Harris's 13F filing for Q4 2019, filed 9 Jan 2020.