We are live on ! Find out more
SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+5.58%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$264M
AUM Growth
-$144M
Cap. Flow
-$153M
Cap. Flow %
-57.89%
Top 10 Hldgs %
46.91%
Holding
300
New
8
Increased
16
Reduced
41
Closed
91

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$2.78M
2
ELAN icon
Elanco Animal Health
ELAN
+$2.47M
3
OLPX
Olaplex Holdings
OLPX
+$839K
4
TSLA icon
Tesla
TSLA
+$458K
5
TEAM icon
Atlassian
TEAM
+$422K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$68.2M
2
ARKK icon
ARK Innovation ETF
ARKK
+$9.47M
3
F icon
Ford
F
+$8.42M
4
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$8.06M
5
NVDA icon
NVIDIA
NVDA
+$7.72M

Sector Composition

Rank Sector Weight
1 Financials 31.89%
2 Healthcare 18.56%
3 Technology 16.76%
4 Energy 10.66%
5 Communication Services 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAC
276
DELISTED
Ares Acquisition Corporation
AAC
– –
-35,000
Closed -$348K
CEQP
277
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-10,570
Closed -$294K
ADER
278
DELISTED
26 Capital Acquisition Corp
ADER
– –
-10,000
Closed -$99K
QTEKW
279
DELISTED
QualTek Services Inc. Warrant
QTEKW
– –
-208,800
Closed -$56K
QTEK
280
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
– –
-50,000
Closed -$101K
ROCGU
281
DELISTED
Roth CH Acquisition IV Co. Unit
ROCGU
– –
-804,518
Closed -$8.06M
SUMO
282
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
– –
-478,179
Closed -$3.54M
PGRW
283
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
– –
-31,500
Closed -$314K
TWNI
284
DELISTED
Tailwind International Acquisition Corp.
TWNI
– –
-17,500
Closed -$173K
PTOC
285
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
– –
-199,970
Closed -$1.97M
ASAP
286
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
– –
-2,000
Closed -$6K
JCIC
287
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
– –
-10,000
Closed -$100K
FINM
288
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
– –
-12,495
Closed -$125K
ASAX
289
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
– –
-21,000
Closed -$207K
PSAG
290
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
– –
-45,000
Closed -$442K
OSTR
291
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
– –
-35,000
Closed -$345K
AAQC
292
DELISTED
Accelerate Acquisition Corp
AAQC
– –
-50,000
Closed -$492K
LGV
293
DELISTED
Longview Acquisition Corp. II
LGV
– –
-10,000
Closed -$98K
ACII
294
DELISTED
Atlas Crest Investment Corp. II
ACII
– –
-17,492
Closed -$172K
LOGC
295
DELISTED
LogicBio Therapeutics, Inc. Common Stock
LOGC
– –
-15,000
Closed -$4K
TWTR
296
DELISTED
Twitter, Inc.
TWTR
– –
-19,700
Closed -$842K
PMVC
297
DELISTED
PMV Consumer Acquisition Corp.
PMVC
– –
-50,000
Closed -$492K
GBT
298
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-6,500
Closed -$444K
ESTE
299
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-152,300
Closed -$1.88M
BITE
300
DELISTED
Bite Acquisition Corp.
BITE
– –
-19,998
Closed -$196K
8 9 10 11
12

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q4 2022 Portfolio in Review

As of Q4 2022, Sanders Morris Harris held 300 positions worth $264M, down 35% from $408M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sanders Morris Harris withdrew a net $153M in Q4 2022, closing 91 positions and reducing 41 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $68.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sanders Morris Harris opened a new position in Olaplex Holdings worth $736K.

  • Sanders Morris Harris's largest Q4 2022 buy was Olaplex Holdings: 141,204 shares worth $736K.
  • Sanders Morris Harris added most to Blackstone in Q4 2022, an estimated $2.78M increase.
  • Sanders Morris Harris's biggest Q4 2022 reduction was Ford, cutting an estimated $8.42M.
  • Sanders Morris Harris fully exited Invesco QQQ Trust in Q4 2022, selling an estimated $68.2M.
  • Sanders Morris Harris's ten largest holdings make up 47% of its $264M portfolio in Q4 2022.
  • Sanders Morris Harris opened 8 new positions and closed 91 in Q4 2022.
  • Sanders Morris Harris's portfolio value fell 35% quarter-over-quarter to $264M.

Based on Sanders Morris Harris's 13F filing for Q4 2022, filed 13 Jan 2023.