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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$440M
AUM Growth
+$27.2M
Cap. Flow
-$4.19M
Cap. Flow %
-0.95%
Top 10 Hldgs %
30.3%
Holding
315
New
35
Increased
58
Reduced
59
Closed
32

Top Buys

Rank Stock Value
1
JYNT icon
The Joint Corp
JYNT
+$11.7M
2
CNP icon
CenterPoint Energy
CNP
+$4.78M
3
CVS icon
CVS Health
CVS
+$4.25M
4
PFNX
Pfenex Inc.
PFNX
+$3.86M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.8M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$15.6M
2
AIMT
Aimmune Therapeutics
AIMT
+$10.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.01M
4
QURE icon
uniQure
QURE
+$4.18M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$4.09M

Sector Composition

Rank Sector Weight
1 Financials 21.4%
2 Technology 16.77%
3 Healthcare 14.74%
4 Energy 9.02%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVCGA
276
DELISTED
QVC Group Inc Series A
QVCGA
$81K 0.02%
206
– –
KUST
277
Kustom Entertainment Inc
KUST
$777K
– –
0
– –
BRW
278
Saba Capital Income & Opportunities Fund
BRW
$336M
$59K 0.01%
6,200
– –
MNKD icon
279
MannKind Corp
MNKD
$1.21B
$20K ﹤0.01%
10,000
– –
MCEP
280
DELISTED
Mid-Con Energy Partners, LP
MCEP
$12K ﹤0.01%
736
– –
LFLYW
281
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$7K ﹤0.01%
+15,000
New +$7.64K
AMLP icon
282
Alerian MLP ETF
AMLP
$13B
– –
-3,160
Closed -$144K
AN icon
283
AutoNation
AN
$7.11B
– –
-5,000
Closed -$254K
BKT icon
284
BlackRock Income Trust
BKT
$330M
– –
-7,320
Closed -$133K
BLK icon
285
Blackrock
BLK
$169B
– –
-900
Closed -$401K
BXMT icon
286
Blackstone Mortgage Trust
BXMT
$2.45B
– –
-8,600
Closed -$309K
CCI icon
287
Crown Castle
CCI
$33.3B
– –
-1,591
Closed -$222K
CMI icon
288
Cummins
CMI
$87.5B
– –
-1,261
Closed -$205K
CYBR
289
DELISTED
CyberArk
CYBR
– –
-21,480
Closed -$2.12M
DKS icon
290
Dick's Sporting Goods
DKS
$17.5B
– –
-5,000
Closed -$204K
ETN icon
291
Eaton
ETN
$161B
– –
-2,400
Closed -$200K
FANG icon
292
Diamondback Energy
FANG
$57.1B
– –
-11,000
Closed -$922K
LADR
293
Ladder Capital
LADR
$1.21B
– –
-14,400
Closed -$249K
LBTYK icon
294
Liberty Global Class C
LBTYK
$3.53B
– –
-11,140
Closed -$261K
MA icon
295
Mastercard
MA
$502B
– –
-980
Closed -$266K
NMRK icon
296
Newmark Group
NMRK
$2.66B
– –
-10,000
Closed -$87K
ROKU icon
297
Roku
ROKU
$21.5B
– –
-12,000
Closed -$1.24M
TPR icon
298
Tapestry
TPR
$30.8B
– –
-20,000
Closed -$521K
WDAY icon
299
Workday
WDAY
$39.6B
– –
-18,000
Closed -$2.97M
WELL icon
300
Welltower
WELL
$169B
– –
-2,350
Closed -$213K
9 10 11
12
13

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2019 Portfolio in Review

As of Q4 2019, Sanders Morris Harris held 315 positions worth $440M, up 6.6% from $413M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sanders Morris Harris's Q4 2019 filing shows 35 new, 58 increased, 59 reduced and 32 closed positions. Its largest new stake was The Joint Corp: 645,940 shares worth $10.2M. The largest sale was Blackstone, an estimated $15.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q4 2019 buy was The Joint Corp: 645,940 shares worth $10.2M.
  • Sanders Morris Harris added most to CVS Health in Q4 2019, an estimated $4.25M increase.
  • Sanders Morris Harris's biggest Q4 2019 reduction was Blackstone, cutting an estimated $15.6M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q4 2019, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 30% of its $440M portfolio in Q4 2019.
  • Sanders Morris Harris opened 35 new positions and closed 32 in Q4 2019.
  • Sanders Morris Harris's portfolio value rose 6.6% quarter-over-quarter to $440M.

Based on Sanders Morris Harris's 13F filing for Q4 2019, filed 9 Jan 2020.