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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+2.32%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$413M
AUM Growth
+$27.8M
Cap. Flow
+$29.9M
Cap. Flow %
7.25%
Top 10 Hldgs %
35.21%
Holding
300
New
28
Increased
50
Reduced
57
Closed
21

Top Buys

Rank Stock Value
1
INTU icon
Intuit
INTU
+$7.59M
2
QURE icon
uniQure
QURE
+$4.7M
3
AIMT
Aimmune Therapeutics
AIMT
+$4.61M
4
VZ icon
Verizon
VZ
+$4.32M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$3.86M

Top Sells

Rank Stock Value
1
DOVA
Dova Pharmaceuticals, Inc. Common Stock
DOVA
+$7.36M
2
CVS icon
CVS Health
CVS
+$5.21M
3
CNP icon
CenterPoint Energy
CNP
+$4.86M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.24M
5
OXY icon
Occidental Petroleum
OXY
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 24.28%
2 Technology 14.81%
3 Healthcare 10.93%
4 Energy 8.8%
5 Communication Services 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCEP
276
DELISTED
Mid-Con Energy Partners, LP
MCEP
$6K ﹤0.01%
736
– –
SDR
277
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$5K ﹤0.01%
11,000
-850
-7% -$487
AREX
278
DELISTED
Approach Resources Inc.
AREX
$4K ﹤0.01%
27,112
– –
CNP icon
279
CenterPoint Energy
CNP
$27.7B
– –
-169,600
Closed -$4.86M
DD icon
280
DuPont de Nemours
DD
$18.5B
– –
-12,020
Closed -$1.14M
DOW icon
281
Dow Inc
DOW
$21.9B
– –
-18,494
Closed -$918K
FN icon
282
Fabrinet
FN
$15.6B
– –
-23,000
Closed -$1.18M
FOXA icon
283
Fox Class A
FOXA
$24.5B
– –
-5,937
Closed -$213K
IBB icon
284
iShares Biotechnology ETF
IBB
$9.34B
– –
-2,100
Closed -$229K
IJH icon
285
iShares Core S&P Mid-Cap ETF
IJH
$122B
– –
-5,920
Closed -$230K
MET icon
286
MetLife
MET
$61.9B
– –
-4,250
Closed -$212K
PAYC icon
287
Paycom
PAYC
$7.64B
– –
-3,528
Closed -$804K
SHV icon
288
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
– –
-3,402
Closed -$376K
SLB icon
289
SLB Ltd
SLB
$73.6B
– –
-6,965
Closed -$277K
TEVA icon
290
Teva Pharmaceuticals
TEVA
$40.8B
– –
-13,924
Closed -$76K
GAP
291
The Gap Inc
GAP
$7.23B
– –
-54,350
Closed -$964K
MUI
292
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-55,140
Closed -$774K
BFYT
293
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-14,000
Closed -$372K
DOVA
294
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
– –
-521,887
Closed -$7.36M
AABA
295
DELISTED
Altaba Inc
AABA
– –
-8,000
Closed -$566K
AMR
296
DELISTED
Alta Mesa Resources Inc
AMR
– –
-1,334,700
Closed -$194K
APC
297
DELISTED
Anadarko Petroleum
APC
– –
-8,000
Closed -$566K
ATVI
298
DELISTED
Activision Blizzard
ATVI
– –
-31,875
Closed -$1.5M
HK
299
DELISTED
Halcon Resources Corporation
HK
– –
-1,679,797
Closed -$297K
8 9 10 11
12

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2019 Portfolio in Review

As of Q3 2019, Sanders Morris Harris held 300 positions worth $413M, up 7.2% from $385M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Sanders Morris Harris deployed $29.9M of net new capital in Q3 2019, opening 28 new positions and adding to 50 existing holdings. Its largest new stake was Intuit: 27,600 shares worth $7.07M.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 24% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was CVS Health, an estimated $5.21M trimmed.

  • Sanders Morris Harris's largest Q3 2019 buy was Intuit: 27,600 shares worth $7.07M.
  • Sanders Morris Harris added most to uniQure in Q3 2019, an estimated $4.7M increase.
  • Sanders Morris Harris's biggest Q3 2019 reduction was CVS Health, cutting an estimated $5.21M.
  • Sanders Morris Harris fully exited Dova Pharmaceuticals, Inc. Common Stock in Q3 2019, selling an estimated $7.36M.
  • Sanders Morris Harris's ten largest holdings make up 35% of its $413M portfolio in Q3 2019.
  • Sanders Morris Harris opened 28 new positions and closed 21 in Q3 2019.
  • Sanders Morris Harris's portfolio value rose 7.2% quarter-over-quarter to $413M.

Based on Sanders Morris Harris's 13F filing for Q3 2019, filed 14 Nov 2019.