SMH

Sanders Morris Harris Portfolio holdings

AUM $419M
1-Year Return 13.7%
This Quarter Return
+2.31%
1 Year Return
+13.7%
3 Year Return
+86.51%
5 Year Return
+115.47%
10 Year Return
–
AUM
$413M
AUM Growth
+$27.8M
Cap. Flow
+$25.8M
Cap. Flow %
6.24%
Top 10 Hldgs %
35.21%
Holding
301
New
28
Increased
50
Reduced
57
Closed
21

Top Buys

1
INTU icon
Intuit
INTU
$7.07M
2
AIMT
Aimmune Therapeutics, Inc.
AIMT
$4.73M
3
VZ icon
Verizon
VZ
$4.43M
4
BBBY
Bed Bath & Beyond Inc
BBBY
$4.09M
5
QURE icon
uniQure
QURE
$3.12M

Top Sells

1
DOVA
Dova Pharmaceuticals, Inc. Common Stock
DOVA
$7.36M
2
CVS icon
CVS Health
CVS
$5.44M
3
CNP icon
CenterPoint Energy
CNP
$4.86M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
$3.24M
5
OXY icon
Occidental Petroleum
OXY
$1.69M

Sector Composition

1 Financials 24.28%
2 Technology 14.81%
3 Healthcare 10.93%
4 Energy 8.83%
5 Communication Services 7.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MCEP
276
DELISTED
Mid-Con Energy Partners, LP
MCEP
$6K ﹤0.01%
736
– –
SDR
277
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$5K ﹤0.01%
11,000
-850
-7% -$386
AREX
278
DELISTED
Approach Resources Inc.
AREX
$4K ﹤0.01%
27,112
– –
CNP icon
279
CenterPoint Energy
CNP
$24.7B
– –
-169,600
Closed -$4.86M
DD icon
280
DuPont de Nemours
DD
$32.6B
– –
-15,088
Closed -$1.14M
DOW icon
281
Dow Inc
DOW
$17.4B
– –
-18,494
Closed -$918K
FN icon
282
Fabrinet
FN
$13.2B
– –
-23,000
Closed -$1.18M
FOXA icon
283
Fox Class A
FOXA
$27.4B
– –
-5,937
Closed -$213K
IBB icon
284
iShares Biotechnology ETF
IBB
$5.8B
– –
-2,100
Closed -$229K
IJH icon
285
iShares Core S&P Mid-Cap ETF
IJH
$101B
– –
-5,920
Closed -$230K
MET icon
286
MetLife
MET
$52.9B
– –
-4,250
Closed -$212K
PAYC icon
287
Paycom
PAYC
$12.6B
– –
-3,528
Closed -$804K
SHV icon
288
iShares Short Treasury Bond ETF
SHV
$20.8B
– –
-3,402
Closed -$376K
SLB icon
289
Schlumberger
SLB
$53.4B
– –
-6,965
Closed -$277K
TEVA icon
290
Teva Pharmaceuticals
TEVA
$21.7B
– –
-13,924
Closed -$76K
GAP
291
The Gap, Inc.
GAP
$8.83B
– –
-54,350
Closed -$964K
MUI
292
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-55,140
Closed -$774K
BFYT
293
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-14,000
Closed -$372K
DOVA
294
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
– –
-521,887
Closed -$7.36M
AABA
295
DELISTED
Altaba Inc. Common Stock
AABA
– –
-8,000
Closed -$566K
AMR
296
DELISTED
Alta Mesa Resources, Inc. Class A Common Stock
AMR
– –
-1,334,700
Closed -$194K
APC
297
DELISTED
Anadarko Petroleum
APC
– –
-8,000
Closed -$566K
ATVI
298
DELISTED
Activision Blizzard Inc.
ATVI
– –
-31,875
Closed -$1.51M
HK
299
DELISTED
Halcon Resources Corporation
HK
– –
-1,679,797
Closed -$297K
8 9 10 11
12