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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.76%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$203M
AUM Growth
-$283M
Cap. Flow
-$315M
Cap. Flow %
-155.05%
Top 10 Hldgs %
33.05%
Holding
270
New
14
Increased
10
Reduced
77
Closed
108

Top Buys

Rank Stock Value
1
EQWL icon
Invesco S&P 100 Equal Weight ETF
EQWL
+$3.82M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.28M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.81M
4
X
US Steel
X
+$2.75M
5
BIDU icon
Baidu
BIDU
+$2.68M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$97.1M
2
BX icon
Blackstone
BX
+$58.9M
3
CSWC icon
Capital Southwest
CSWC
+$15.3M
4
EPD icon
Enterprise Products Partners
EPD
+$14.7M
5
ELAN icon
Elanco Animal Health
ELAN
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 30.39%
2 Healthcare 16.84%
3 Financials 9.13%
4 Industrials 7.34%
5 Communication Services 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
251
Vanguard Information Technology ETF
VGT
$147B
– –
-4,880
Closed -$253K
VOXR
252
Vox Royalty Corp
VOXR
$340M
– –
-2,150,903
Closed -$4.34M
VRM icon
253
Vroom Inc
VRM
$49.9M
– –
-813
Closed -$72.8K
VST icon
254
Vistra
VST
$47.4B
– –
-9,240
Closed -$307K
WBD icon
255
Warner Bros
WBD
$65.1B
– –
-20,152
Closed -$215K
WM icon
256
Waste Management
WM
$89.7B
– –
-3,042
Closed -$464K
WMT icon
257
Walmart Inc
WMT
$894B
– –
-14,607
Closed -$778K
WTI icon
258
W&T Offshore
WTI
$484M
– –
-10,000
Closed -$43.8K
WYNN icon
259
Wynn Resorts
WYNN
$10.5B
– –
-14,500
Closed -$1.34M
XOP icon
260
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.49B
– –
-2,000
Closed -$296K
YINN icon
261
Direxion Daily FTSE China Bull 3X ETF
YINN
$740M
– –
-11,800
Closed -$341K
ZM icon
262
Zoom
ZM
$29.5B
– –
-2,900
Closed -$202K
FLG
263
Flagstar Bank National Association
FLG
$5.96B
– –
-10,227
Closed -$348K
SWN
264
DELISTED
Southwestern Energy Company
SWN
– –
-146,008
Closed -$942K
HA
265
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-225,771
Closed -$1.31M
NVTA
266
DELISTED
Invitae Corporation
NVTA
– –
-12,560
Closed -$8.67K
LVOX
267
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-205,000
Closed -$679K
ESTE
268
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-152,300
Closed -$3.08M
ATVI
269
DELISTED
Activision Blizzard
ATVI
– –
-9,255
Closed -$868K
DISH
270
DELISTED
DISH Network Corp.
DISH
– –
-10,204
Closed -$57.3K
7 8 9 10
11

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q4 2023 Portfolio in Review

As of Q4 2023, Sanders Morris Harris held 270 positions worth $203M, down 58% from $487M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Sanders Morris Harris withdrew a net $315M in Q4 2023, closing 108 positions and reducing 77 holdings. Its most notable exit was Capital Southwest, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Invesco S&P 100 Equal Weight ETF worth $4.13M.

  • Sanders Morris Harris's largest Q4 2023 buy was Invesco S&P 100 Equal Weight ETF: 46,977 shares worth $4.13M.
  • Sanders Morris Harris added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $3.28M increase.
  • Sanders Morris Harris's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $97.1M.
  • Sanders Morris Harris fully exited Capital Southwest in Q4 2023, selling an estimated $15.3M.
  • Sanders Morris Harris's ten largest holdings make up 33% of its $203M portfolio in Q4 2023.
  • Sanders Morris Harris opened 14 new positions and closed 108 in Q4 2023.
  • Sanders Morris Harris's portfolio value fell 58% quarter-over-quarter to $203M.

Based on Sanders Morris Harris's 13F filing for Q4 2023, filed 10 Jan 2024.