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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+5.58%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$264M
AUM Growth
-$144M
Cap. Flow
-$153M
Cap. Flow %
-57.89%
Top 10 Hldgs %
46.91%
Holding
300
New
8
Increased
16
Reduced
41
Closed
91

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$2.78M
2
ELAN icon
Elanco Animal Health
ELAN
+$2.47M
3
OLPX
Olaplex Holdings
OLPX
+$839K
4
TSLA icon
Tesla
TSLA
+$458K
5
TEAM icon
Atlassian
TEAM
+$422K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$68.2M
2
ARKK icon
ARK Innovation ETF
ARKK
+$9.47M
3
F icon
Ford
F
+$8.42M
4
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$8.06M
5
NVDA icon
NVIDIA
NVDA
+$7.72M

Sector Composition

Rank Sector Weight
1 Financials 31.89%
2 Healthcare 18.56%
3 Technology 16.76%
4 Energy 10.66%
5 Communication Services 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PR
251
Permian Resources
PR
$16.6B
– –
-606,656
Closed -$4.56M
QQQ icon
252
Invesco QQQ Trust
QQQ
$480B
– –
-255,146
Closed -$68.2M
RDFI icon
253
Rareview Dynamic Fixed Income ETF
RDFI
$84.2M
– –
-11,025
Closed -$242K
RIG icon
254
Transocean
RIG
$5.69B
– –
-445,000
Closed -$1.1M
RSVRW
255
DELISTED
Reservoir Media Inc Warrant
RSVRW
– –
-258,150
Closed -$248K
SERA icon
256
Sera Prognostics
SERA
$78.3M
– –
-1,389,573
Closed -$2.22M
SHV icon
257
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-2,132
Closed -$235K
SPY icon
258
State Street SPDR S&P 500 ETF Trust
SPY
$819B
– –
-856
Closed -$305K
STX icon
259
Seagate
STX
$190B
– –
-5,000
Closed -$266K
TDOC icon
260
Teladoc Health
TDOC
$1.26B
– –
-12,315
Closed -$315K
UPS icon
261
United Parcel Service
UPS
$91.5B
– –
-1,470
Closed -$238K
VGT icon
262
Vanguard Information Technology ETF
VGT
$147B
– –
-8,280
Closed -$318K
XLC icon
263
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
– –
-5,000
Closed -$239K
XOP icon
264
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.49B
– –
-2,000
Closed -$249K
ZM icon
265
Zoom
ZM
$29.5B
– –
-2,900
Closed -$216K
ZTS icon
266
Zoetis
ZTS
$31.2B
– –
-27,322
Closed -$4.14M
MTTR
267
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-10,200
Closed -$39K
CRKN
268
DELISTED
Crown Electrokinetics Corp. Common Stock
CRKN
– –
0
– -$7K
TFFP
269
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
– –
-833
Closed -$83K
GRDI
270
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
– –
-29,000
Closed -$288K
MACA
271
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
– –
-10,500
Closed -$104K
GETR
272
DELISTED
Getaround, Inc.
GETR
– –
-50,000
Closed -$493K
PUCK
273
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-28,000
Closed -$277K
MARK
274
DELISTED
Remark Holdings, Inc.
MARK
– –
-6,500
Closed -$17K
IPVF
275
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
– –
-50,000
Closed -$490K
8 9 10
11
12

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q4 2022 Portfolio in Review

As of Q4 2022, Sanders Morris Harris held 300 positions worth $264M, down 35% from $408M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sanders Morris Harris withdrew a net $153M in Q4 2022, closing 91 positions and reducing 41 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $68.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sanders Morris Harris opened a new position in Olaplex Holdings worth $736K.

  • Sanders Morris Harris's largest Q4 2022 buy was Olaplex Holdings: 141,204 shares worth $736K.
  • Sanders Morris Harris added most to Blackstone in Q4 2022, an estimated $2.78M increase.
  • Sanders Morris Harris's biggest Q4 2022 reduction was Ford, cutting an estimated $8.42M.
  • Sanders Morris Harris fully exited Invesco QQQ Trust in Q4 2022, selling an estimated $68.2M.
  • Sanders Morris Harris's ten largest holdings make up 47% of its $264M portfolio in Q4 2022.
  • Sanders Morris Harris opened 8 new positions and closed 91 in Q4 2022.
  • Sanders Morris Harris's portfolio value fell 35% quarter-over-quarter to $264M.

Based on Sanders Morris Harris's 13F filing for Q4 2022, filed 13 Jan 2023.