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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$578M
AUM Growth
+$28.6M
Cap. Flow
+$24.3M
Cap. Flow %
4.2%
Top 10 Hldgs %
43.33%
Holding
363
New
54
Increased
38
Reduced
48
Closed
27

Top Buys

Rank Stock Value
1
ROCLU
Roth CH Acquisition V Co. Unit
ROCLU
+$12.8M
2
DIS icon
Walt Disney
DIS
+$10.4M
3
MA icon
Mastercard
MA
+$7.92M
4
ELAN icon
Elanco Animal Health
ELAN
+$5.72M
5
ASAN icon
Asana
ASAN
+$5.27M

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$7.41M
2
EDR
Endeavor Group Holdings, Inc.
EDR
+$7.22M
3
FDX icon
FedEx
FDX
+$6.08M
4
AMZN icon
Amazon
AMZN
+$4.64M
5
SPLK
Splunk Inc
SPLK
+$4.42M

Sector Composition

Rank Sector Weight
1 Financials 27.67%
2 Technology 14.6%
3 Healthcare 11.83%
4 Industrials 6.59%
5 Communication Services 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GFS icon
251
GlobalFoundries
GFS
$27.3B
$260K 0.05%
+4,000
New +$248K
MMP
252
DELISTED
Magellan Midstream Partners, L.P.
MMP
$260K 0.05%
5,550
– –
ATAXZ
253
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$254K 0.04%
39,500
– –
CMI icon
254
Cummins
CMI
$90.4B
$253K 0.04%
1,161
– –
CFR icon
255
Cullen/Frost Bankers
CFR
$10.4B
$252K 0.04%
2,000
– –
NVAX icon
256
Novavax
NVAX
$1.26B
$243K 0.04%
1,700
– –
NBST
257
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$243K 0.04%
25,000
– –
FLG
258
Flagstar Bank National Association
FLG
$5.99B
$241K 0.04%
6,560
+950
+17% +$36.2K
QTEKW
259
DELISTED
QualTek Services Inc. Warrant
QTEKW
$239K 0.04%
212,400
-7,357
-3% -$9.53K
GLS
260
DELISTED
Gelesis Holdings, Inc.
GLS
$239K 0.04%
23,962
– –
BABA icon
261
Alibaba
BABA
$308B
$238K 0.04%
2,000
-1,200
-38% -$175K
FRGE
262
DELISTED
Forge Global Holdings
FRGE
$238K 0.04%
1,600
– –
LUMN icon
263
Lumen
LUMN
$6.32B
$235K 0.04%
18,720
+1,000
+6% +$12.7K
SHV icon
264
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$235K 0.04%
2,132
-2,302
-52% -$254K
CENQU
265
DELISTED
CENAQ Energy Corp. Unit
CENQU
$234K 0.04%
23,000
-22,000
-49% -$225K
MPLX icon
266
MPLX
MPLX
$61B
$233K 0.04%
7,823
– –
DKNG icon
267
DraftKings
DKNG
$10.9B
$231K 0.04%
8,400
+500
+6% +$19.6K
AEP icon
268
American Electric Power
AEP
$68.7B
$228K 0.04%
2,563
– –
PTBD icon
269
Pacer Trendpilot US Bond ETF
PTBD
$85.9M
$216K 0.04%
8,005
+469
+6% +$12.6K
KURA icon
270
Kura Oncology
KURA
$830M
$215K 0.04%
14,900
– –
ZGNX
271
DELISTED
Zogenix, Inc.
ZGNX
$215K 0.04%
12,420
– –
SCM icon
272
Stellus Capital Investment Corp
SCM
$228M
$214K 0.04%
16,465
– –
CADE
273
DELISTED
Cadence Bank
CADE
$209K 0.04%
+7,000
New +$211K
ASAX
274
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$208K 0.04%
21,000
– –
WFC icon
275
Wells Fargo
WFC
$270B
$206K 0.04%
+4,289
New +$211K
9 10
11
12 13

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2021 Portfolio in Review

As of Q4 2021, Sanders Morris Harris held 363 positions worth $578M, up 5.2% from $550M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Sanders Morris Harris deployed $24.3M of net new capital in Q4 2021, opening 54 new positions and adding to 38 existing holdings. Its largest new stake was Roth CH Acquisition V Co. Unit: 1,276,110 shares worth $12.9M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Visa, an estimated $7.41M trimmed.

  • Sanders Morris Harris's largest Q4 2021 buy was Roth CH Acquisition V Co. Unit: 1,276,110 shares worth $12.9M.
  • Sanders Morris Harris added most to Walt Disney in Q4 2021, an estimated $10.4M increase.
  • Sanders Morris Harris's biggest Q4 2021 reduction was Visa, cutting an estimated $7.41M.
  • Sanders Morris Harris fully exited Endeavor Group Holdings, Inc. in Q4 2021, selling an estimated $7.22M.
  • Sanders Morris Harris's ten largest holdings make up 43% of its $578M portfolio in Q4 2021.
  • Sanders Morris Harris opened 54 new positions and closed 27 in Q4 2021.
  • Sanders Morris Harris's portfolio value rose 5.2% quarter-over-quarter to $578M.

Based on Sanders Morris Harris's 13F filing for Q4 2021, filed 2 Feb 2022.