We are live on ! Find out more
SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UYG icon
251
ProShares Ultra Financials
UYG
$862M
$258K 0.05%
4,076
– –
DEO icon
252
Diageo
DEO
$49.1B
$256K 0.05%
1,325
– –
IUSG icon
253
iShares Core S&P US Growth ETF
IUSG
$33.6B
$256K 0.05%
+2,502
New +$264K
MMP
254
DELISTED
Magellan Midstream Partners, L.P.
MMP
$256K 0.05%
5,550
– –
CXAI icon
255
CXApp
CXAI
$15.7M
$250K 0.05%
25,000
– –
CNQ icon
256
Canadian Natural Resources
CNQ
$94.6B
$248K 0.05%
13,886
– –
WASH icon
257
Washington Trust Bancorp
WASH
$754M
$248K 0.05%
4,685
– –
BTI icon
258
British American Tobacco
BTI
$128B
$241K 0.04%
+6,849
New +$257K
NBST
259
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$241K 0.04%
25,000
– –
GLS
260
DELISTED
Gelesis Holdings, Inc.
GLS
$239K 0.04%
23,962
– –
FRGE
261
DELISTED
Forge Global Holdings
FRGE
$238K 0.04%
1,600
– –
CRKN
262
DELISTED
Crown Electrokinetics Corp. Common Stock
CRKN
– –
0
– –
CFR icon
263
Cullen/Frost Bankers
CFR
$10.4B
$237K 0.04%
2,000
– –
YINN icon
264
Direxion Daily FTSE China Bull 3X ETF
YINN
$739M
$236K 0.04%
+1,150
New +$294K
DELL icon
265
Dell
DELL
$308B
$235K 0.04%
4,341
– –
ATAXZ
266
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$235K 0.04%
39,500
– –
HRL icon
267
Hormel Foods
HRL
$13.9B
$232K 0.04%
5,650
+400
+8% +$18K
UPS icon
268
United Parcel Service
UPS
$91.7B
$231K 0.04%
1,270
+100
+9% +$19.7K
CTT
269
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$230K 0.04%
19,400
– –
MPLX icon
270
MPLX
MPLX
$60.7B
$226K 0.04%
7,823
– –
PGEN icon
271
Precigen
PGEN
$2.45B
$225K 0.04%
45,000
+10,000
+29% +$57.6K
LUMN icon
272
Lumen
LUMN
$6.21B
$220K 0.04%
17,720
– –
CADE
273
DELISTED
Cadence Bancorporation
CADE
$220K 0.04%
10,000
– –
SNAP icon
274
Snap
SNAP
$8.97B
$218K 0.04%
2,950
– –
FLG
275
Flagstar Bank National Association
FLG
$5.99B
$217K 0.04%
5,610
+333
+6% +$12.1K
9 10
11
12 13

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.