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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$473M
AUM Growth
+$33.5M
Cap. Flow
+$12.1M
Cap. Flow %
2.56%
Top 10 Hldgs %
38.29%
Holding
351
New
56
Increased
47
Reduced
49
Closed
54

Top Buys

Rank Stock Value
1
VYGG
Vy Global Growth
VYGG
+$13.3M
2
ROCRU
Roth CH Acquisition III Co. Unit
ROCRU
+$8.74M
3
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$5.74M
4
RSVR
Reservoir Media
RSVR
+$5.64M
5
ZS icon
Zscaler
ZS
+$4.4M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$6.77M
2
ROCCU
Roth CH Acquisition II Co. Unit
ROCCU
+$5.89M
3
CRM icon
Salesforce
CRM
+$4.67M
4
BRSL
Brightstar Lottery PLC
BRSL
+$4.04M
5
APTO
Aptose Biosciences, Inc.
APTO
+$3.97M

Sector Composition

Rank Sector Weight
1 Financials 20.89%
2 Technology 15.29%
3 Healthcare 13.86%
4 Consumer Discretionary 6.58%
5 Energy 6.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WASH icon
251
Washington Trust Bancorp
WASH
$745M
$242K 0.05%
4,685
– –
PGEN icon
252
Precigen
PGEN
$2.47B
$241K 0.05%
35,000
-5,000
-13% -$42.3K
ZGNX
253
DELISTED
Zogenix, Inc.
ZGNX
$240K 0.05%
12,420
– –
FRGE
254
DELISTED
Forge Global Holdings
FRGE
$239K 0.05%
+1,600
New +$246K
AEP icon
255
American Electric Power
AEP
$68.2B
$238K 0.05%
+2,813
New +$227K
LUMN icon
256
Lumen
LUMN
$6.09B
$237K 0.05%
17,720
-11,500
-39% -$143K
GLS
257
DELISTED
Gelesis Holdings, Inc.
GLS
$235K 0.05%
+23,962
New +$246K
NRK icon
258
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$222K 0.05%
16,270
– –
VIRT icon
259
Virtu Financial
VIRT
$4.91B
$219K 0.05%
+7,050
New +$194K
CFR icon
260
Cullen/Frost Bankers
CFR
$10.2B
$218K 0.05%
+2,000
New +$206K
DEO icon
261
Diageo
DEO
$51.6B
$218K 0.05%
1,325
– –
ATAXZ
262
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$218K 0.05%
39,500
– –
LMRK
263
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$212K 0.04%
17,960
– –
UYG icon
264
ProShares Ultra Financials
UYG
$853M
$211K 0.04%
+4,000
New +$191K
CADE
265
DELISTED
Cadence Bancorporation
CADE
$207K 0.04%
10,000
– –
ASAX
266
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$204K 0.04%
+21,000
New +$203K
TGP
267
DELISTED
Teekay LNG Partners L.P.
TGP
$204K 0.04%
14,150
– –
MPLX icon
268
MPLX
MPLX
$61.3B
$203K 0.04%
+7,823
New +$192K
DELL icon
269
Dell
DELL
$283B
$201K 0.04%
+4,341
New +$178K
RKLB icon
270
Rocket Lab Corp
RKLB
$47.3B
$201K 0.04%
+17,000
New +$188K
AR icon
271
Antero Resources
AR
$10.7B
$199K 0.04%
19,500
-19,500
-50% -$165K
CTT
272
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$197K 0.04%
19,400
– –
FLG
273
Flagstar Bank National Association
FLG
$5.9B
$196K 0.04%
5,167
– –
RMM
274
RiverNorth Managed Duration Municipal Income Fund
RMM
$285M
$195K 0.04%
10,300
– –
SLCR
275
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
$194K 0.04%
+20,000
New +$194K
9 10
11
12 13

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q1 2021 Portfolio in Review

As of Q1 2021, Sanders Morris Harris held 351 positions worth $473M, up 7.6% from $439M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sanders Morris Harris's Q1 2021 filing shows 56 new, 47 increased, 49 reduced and 54 closed positions. Its largest new stake was Vy Global Growth: 1,207,632 shares worth $12.2M. The largest sale was Cisco, an estimated $6.77M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q1 2021 buy was Vy Global Growth: 1,207,632 shares worth $12.2M.
  • Sanders Morris Harris added most to Ford in Q1 2021, an estimated $4.08M increase.
  • Sanders Morris Harris's biggest Q1 2021 reduction was Cisco, cutting an estimated $6.77M.
  • Sanders Morris Harris fully exited Roth CH Acquisition II Co. Unit in Q1 2021, selling an estimated $5.89M.
  • Sanders Morris Harris's ten largest holdings make up 38% of its $473M portfolio in Q1 2021.
  • Sanders Morris Harris opened 56 new positions and closed 54 in Q1 2021.
  • Sanders Morris Harris's portfolio value rose 7.6% quarter-over-quarter to $473M.

Based on Sanders Morris Harris's 13F filing for Q1 2021, filed 14 Apr 2021.