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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.56%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$439M
AUM Growth
+$71.3M
Cap. Flow
+$26.8M
Cap. Flow %
6.1%
Top 10 Hldgs %
37.79%
Holding
312
New
37
Increased
47
Reduced
46
Closed
19

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.5M
2
CSCO icon
Cisco
CSCO
+$5.89M
3
ROCCU
Roth CH Acquisition II Co. Unit
ROCCU
+$5.84M
4
CRM icon
Salesforce
CRM
+$5.01M
5
AMZN icon
Amazon
AMZN
+$3.87M

Top Sells

Rank Stock Value
1
MPC icon
Marathon Petroleum
MPC
+$4.42M
2
ESPO icon
VanEck Video Gaming and eSports ETF
ESPO
+$4.17M
3
GE icon
GE Aerospace
GE
+$3.72M
4
CVS icon
CVS Health
CVS
+$3.48M
5
QURE icon
uniQure
QURE
+$3.17M

Sector Composition

Rank Sector Weight
1 Technology 19.06%
2 Financials 16.82%
3 Healthcare 15.11%
4 Consumer Discretionary 6.14%
5 Communication Services 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WASH icon
251
Washington Trust Bancorp
WASH
$745M
$210K 0.05%
+4,685
New +$181K
BOND icon
252
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$204K 0.05%
1,800
– –
LMRK
253
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$193K 0.04%
17,960
+2,000
+13% +$21K
RMM
254
RiverNorth Managed Duration Municipal Income Fund
RMM
$285M
$189K 0.04%
10,300
– –
THBR
255
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$189K 0.04%
14,500
+2,000
+16% +$21.1K
CTT
256
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$182K 0.04%
19,400
– –
ATAXZ
257
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$168K 0.04%
39,500
+12,500
+46% +$53.2K
AEVA
258
Aeva Technologies
AEVA
$1.73B
$165K 0.04%
2,000
– –
BYM
259
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$165K 0.04%
11,000
– –
FLG
260
Flagstar Bank National Association
FLG
$5.9B
$164K 0.04%
5,167
– –
CADE
261
DELISTED
Cadence Bancorporation
CADE
$164K 0.04%
10,000
– –
OUST icon
262
Ouster
OUST
$3.07B
$162K 0.04%
+1,200
New +$125K
TGP
263
DELISTED
Teekay LNG Partners L.P.
TGP
$162K 0.04%
14,150
– –
LFLY
264
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$159K 0.04%
750
– –
GNRS
265
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$159K 0.04%
15,000
– –
AVO icon
266
Mission Produce
AVO
$1.11B
$151K 0.03%
+10,000
New +$135K
NAN icon
267
Nuveen New York Quality Municipal Income Fund
NAN
$369M
$149K 0.03%
+10,600
New +$146K
CANO
268
DELISTED
Cano Health, Inc.
CANO
$134K 0.03%
+100
New +$114K
LATN
269
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$129K 0.03%
12,500
– –
TLRY icon
270
Tilray
TLRY
$605M
$124K 0.03%
+1,500
New +$109K
UPH
271
DELISTED
UpHealth, Inc.
UPH
$110K 0.03%
+1,000
New +$103K
WYY icon
272
WidePoint Corp
WYY
$106M
$101K 0.02%
+10,000
New +$75.3K
ESSC
273
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$101K 0.02%
10,000
– –
CIICW
274
DELISTED
CIIG Merger Corp. Warrants
CIICW
$100K 0.02%
12,500
– –
JIH.WS
275
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$81K 0.02%
33,750
-3,750
-10% -$5.57K
9 10
11
12 13

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GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
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SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q4 2020 Portfolio in Review

As of Q4 2020, Sanders Morris Harris held 312 positions worth $439M, up 19% from $368M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sanders Morris Harris deployed $26.8M of net new capital in Q4 2020, opening 37 new positions and adding to 47 existing holdings. Its largest new stake was Roth CH Acquisition II Co. Unit: 566,000 shares worth $5.89M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GE Aerospace, an estimated $3.72M trimmed.

  • Sanders Morris Harris's largest Q4 2020 buy was Roth CH Acquisition II Co. Unit: 566,000 shares worth $5.89M.
  • Sanders Morris Harris added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $14.5M increase.
  • Sanders Morris Harris's biggest Q4 2020 reduction was GE Aerospace, cutting an estimated $3.72M.
  • Sanders Morris Harris fully exited Marathon Petroleum in Q4 2020, selling an estimated $4.42M.
  • Sanders Morris Harris's ten largest holdings make up 38% of its $439M portfolio in Q4 2020.
  • Sanders Morris Harris opened 37 new positions and closed 19 in Q4 2020.
  • Sanders Morris Harris's portfolio value rose 19% quarter-over-quarter to $439M.

Based on Sanders Morris Harris's 13F filing for Q4 2020, filed 26 Jan 2021.