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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+8.12%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$368M
AUM Growth
+$162M
Cap. Flow
+$149M
Cap. Flow %
40.47%
Top 10 Hldgs %
37.21%
Holding
282
New
153
Increased
65
Reduced
25
Closed
8

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$6.07M
2
V icon
Visa
V
+$4.34M
3
ELAN icon
Elanco Animal Health
ELAN
+$4.18M
4
JPM icon
JPMorgan Chase
JPM
+$4.08M
5
PM icon
Philip Morris
PM
+$4.06M

Top Sells

Rank Stock Value
1
AIMT
Aimmune Therapeutics
AIMT
+$8.99M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.68M
3
GOLF icon
Acushnet Holdings
GOLF
+$1.74M
4
TELA icon
TELA Bio
TELA
+$1.42M
5
NKE icon
Nike
NKE
+$1.2M

Sector Composition

Rank Sector Weight
1 Healthcare 19.78%
2 Technology 16.46%
3 Financials 16.07%
4 Communication Services 7.17%
5 Energy 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRK icon
251
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$132K 0.04%
+10,170
New +$133K
FLG
252
Flagstar Bank National Association
FLG
$5.9B
$128K 0.03%
5,167
– –
THBR
253
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$125K 0.03%
+12,500
New +$128K
LATN
254
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$124K 0.03%
+12,500
New +$125K
PUMP icon
255
ProPetro Holding
PUMP
$1.34B
$122K 0.03%
+30,000
New +$163K
ATAXZ
256
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$109K 0.03%
27,000
– –
AR icon
257
Antero Resources
AR
$10.7B
$107K 0.03%
39,000
– –
AEVA
258
Aeva Technologies
AEVA
$1.73B
$100K 0.03%
+2,000
New +$99.5K
ESSC
259
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$98K 0.03%
+10,000
New +$98.8K
CADE
260
DELISTED
Cadence Bancorporation
CADE
$86K 0.02%
10,000
– –
ASAP
261
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$64K 0.02%
1,000
+500
+100% +$41.6K
JIH.WS
262
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$51K 0.01%
+37,500
New +$43.6K
NERV icon
263
Minerva Neurosciences
NERV
$207M
$41K 0.01%
+1,500
New +$40.5K
GTE icon
264
Gran Tierra Energy
GTE
$335M
$28K 0.01%
+12,467
New +$37K
GLEO.WS
265
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$27K 0.01%
+46,255
New +$25K
MNKD icon
266
MannKind Corp
MNKD
$1.24B
$19K 0.01%
10,000
– –
HNRG icon
267
Hallador Energy
HNRG
$698M
$17K ﹤0.01%
26,330
– –
ASTSW
268
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$13K ﹤0.01%
+12,225
New +$12.2K
CIICW
269
DELISTED
CIIG Merger Corp. Warrants
CIICW
$11K ﹤0.01%
+12,500
New +$12.3K
LFLYW
270
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$8K ﹤0.01%
+15,000
New +$10.1K
LATNW
271
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$7K ﹤0.01%
+12,500
New +$5.54K
GNRSW
272
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$5K ﹤0.01%
+15,000
New +$3.71K
ESSCR
273
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$2K ﹤0.01%
+10,000
New +$2.01K
ESSCW
274
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
$1K ﹤0.01%
+10,000
New +$2.04K
BAC icon
275
Bank of America
BAC
$441B
– –
-8,519
Closed -$202K
8 9 10
11
12

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q3 2020 Portfolio in Review

As of Q3 2020, Sanders Morris Harris held 282 positions worth $368M, up 79% from $206M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Sanders Morris Harris deployed $149M of net new capital in Q3 2020, opening 153 new positions and adding to 65 existing holdings. Its largest new stake was uniQure: 148,267 shares worth $5.41M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 14% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was TELA Bio, an estimated $1.42M trimmed.

  • Sanders Morris Harris's largest Q3 2020 buy was uniQure: 148,267 shares worth $5.41M.
  • Sanders Morris Harris added most to Visa in Q3 2020, an estimated $4.34M increase.
  • Sanders Morris Harris's biggest Q3 2020 reduction was TELA Bio, cutting an estimated $1.42M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q3 2020, selling an estimated $8.99M.
  • Sanders Morris Harris's ten largest holdings make up 37% of its $368M portfolio in Q3 2020.
  • Sanders Morris Harris opened 153 new positions and closed 8 in Q3 2020.
  • Sanders Morris Harris's portfolio value rose 79% quarter-over-quarter to $368M.

Based on Sanders Morris Harris's 13F filing for Q3 2020, filed 16 Oct 2020.