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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-20.75%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$102M
AUM Growth
-$338M
Cap. Flow
-$103M
Cap. Flow %
-100.58%
Top 10 Hldgs %
36.64%
Holding
305
New
24
Increased
65
Reduced
53
Closed
115

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$18.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.5M
3
AIMT
Aimmune Therapeutics
AIMT
+$8.72M
4
TXMD icon
TherapeuticsMD
TXMD
+$6.71M
5
ELAN icon
Elanco Animal Health
ELAN
+$4.6M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$10.9M
2
JYNT icon
The Joint Corp
JYNT
+$10.2M
3
AAPL icon
Apple
AAPL
+$8.39M
4
BAC icon
Bank of America
BAC
+$8.09M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$6.93M

Sector Composition

Rank Sector Weight
1 Technology 23.4%
2 Healthcare 18.75%
3 Financials 18.27%
4 Consumer Staples 13.74%
5 Communication Services 9.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
251
New Mountain Finance
NMFC
$723M
$0 ﹤0.01%
21,575
-36,500
-63% -$451K
NSC icon
252
Norfolk Southern
NSC
$76.9B
– –
-1,125
Closed -$210K
OHI icon
253
Omega Healthcare
OHI
$14.8B
– –
-6,064
Closed -$232K
OKE icon
254
Oneok
OKE
$55.4B
$0 ﹤0.01%
14,199
– –
PAA icon
255
Plains All American Pipeline
PAA
$16.6B
– –
-13,245
Closed -$319K
PFF icon
256
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-12,875
Closed -$484K
PGEN icon
257
Precigen
PGEN
$2.47B
$0 ﹤0.01%
110,809
-112,000
-50% -$483K
PUMP icon
258
ProPetro Holding
PUMP
$1.34B
$0 ﹤0.01%
+30,000
New +$241K
PWR icon
259
Quanta Services
PWR
$100B
– –
-45,458
Closed -$1.72M
ROST icon
260
Ross Stores
ROST
$81.6B
– –
-10,900
Closed -$1.01M
SCM icon
261
Stellus Capital Investment Corp
SCM
$245M
$0 ﹤0.01%
20,599
+1,958
+11% +$24.5K
SEB icon
262
Seaboard Corp
SEB
$4.1B
– –
-250
Closed -$1.07M
SGMA
263
DELISTED
Sigmatron International
SGMA
$0 ﹤0.01%
60,000
+25,100
+72% +$89.6K
SHV icon
264
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-2,282
Closed -$252K
SIRI icon
265
SiriusXM
SIRI
$10.1B
– –
-2,600
Closed -$147K
TALO icon
266
Talos Energy
TALO
$2.35B
$0 ﹤0.01%
+15,000
New +$267K
TELA icon
267
TELA Bio
TELA
$38.5M
$0 ﹤0.01%
+18,400
New +$249K
TRGP icon
268
Targa Resources
TRGP
$57.6B
$0 ﹤0.01%
14,757
+5,200
+54% +$155K
TSLA icon
269
Tesla
TSLA
$1.26T
– –
-10,740
Closed -$200K
TYL icon
270
Tyler Technologies
TYL
$12.5B
– –
-1,000
Closed -$204K
UCO icon
271
ProShares Ultra Bloomberg Crude Oil
UCO
$388M
$0 ﹤0.01%
+7,840
New +$599K
UYG icon
272
ProShares Ultra Financials
UYG
$853M
– –
-9,000
Closed -$360K
V icon
273
Visa
V
$692B
– –
-2,157
Closed -$337K
VGT icon
274
Vanguard Information Technology ETF
VGT
$147B
– –
-8,440
Closed -$212K
VUG icon
275
Vanguard Morningstar Growth ETF
VUG
$229B
– –
-12,516
Closed -$326K
9 10
11
12 13

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q1 2020 Portfolio in Review

As of Q1 2020, Sanders Morris Harris held 305 positions worth $102M, down 77% from $440M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Sanders Morris Harris withdrew a net $103M in Q1 2020, closing 115 positions and reducing 53 holdings. Its most notable exit was The Joint Corp, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Aimmune Therapeutics worth $5K.

  • Sanders Morris Harris's largest Q1 2020 buy was Aimmune Therapeutics: 341,250 shares worth $5K.
  • Sanders Morris Harris added most to Blackstone in Q1 2020, an estimated $18.4M increase.
  • Sanders Morris Harris's biggest Q1 2020 reduction was JPMorgan Chase, cutting an estimated $10.9M.
  • Sanders Morris Harris fully exited The Joint Corp in Q1 2020, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 37% of its $102M portfolio in Q1 2020.
  • Sanders Morris Harris opened 24 new positions and closed 115 in Q1 2020.
  • Sanders Morris Harris's portfolio value fell 77% quarter-over-quarter to $102M.

Based on Sanders Morris Harris's 13F filing for Q1 2020, filed 9 Apr 2020.