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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+2.32%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$413M
AUM Growth
+$27.8M
Cap. Flow
+$29.9M
Cap. Flow %
7.25%
Top 10 Hldgs %
35.21%
Holding
300
New
28
Increased
50
Reduced
57
Closed
21

Top Buys

Rank Stock Value
1
INTU icon
Intuit
INTU
+$7.59M
2
QURE icon
uniQure
QURE
+$4.7M
3
AIMT
Aimmune Therapeutics
AIMT
+$4.61M
4
VZ icon
Verizon
VZ
+$4.32M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$3.86M

Top Sells

Rank Stock Value
1
DOVA
Dova Pharmaceuticals, Inc. Common Stock
DOVA
+$7.36M
2
CVS icon
CVS Health
CVS
+$5.21M
3
CNP icon
CenterPoint Energy
CNP
+$4.86M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.24M
5
OXY icon
Occidental Petroleum
OXY
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 24.28%
2 Technology 14.81%
3 Healthcare 10.93%
4 Energy 8.8%
5 Communication Services 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFNX
251
DELISTED
Pfenex Inc.
PFNX
$211K 0.05%
25,025
-138,322
-85% -$1M
CDMO
252
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$209K 0.05%
40,000
– –
XLC icon
253
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$208K 0.05%
4,200
– –
CMI icon
254
Cummins
CMI
$87.5B
$205K 0.05%
+1,261
New +$202K
DKS icon
255
Dick's Sporting Goods
DKS
$17.5B
$204K 0.05%
+5,000
New +$180K
GSK icon
256
GSK
GSK
$104B
$204K 0.05%
4,000
– –
ETN icon
257
Eaton
ETN
$161B
$200K 0.05%
+2,400
New +$194K
FLG
258
Flagstar Bank National Association
FLG
$5.93B
$195K 0.05%
5,167
– –
GTE icon
259
Gran Tierra Energy
GTE
$265M
$181K 0.04%
14,459
– –
CADE
260
DELISTED
Cadence Bancorporation
CADE
$175K 0.04%
10,000
– –
AR icon
261
Antero Resources
AR
$11.1B
$173K 0.04%
57,500
-23,500
-29% -$95.8K
SIRI icon
262
SiriusXM
SIRI
$9.98B
$163K 0.04%
2,600
– –
BYM
263
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$156K 0.04%
11,000
– –
TGP
264
DELISTED
Teekay LNG Partners L.P.
TGP
$154K 0.04%
11,300
– –
AMLP icon
265
Alerian MLP ETF
AMLP
$13B
$144K 0.03%
+3,160
New +$149K
NID
266
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$143K 0.03%
+10,490
New +$142K
SGMA
267
DELISTED
Sigmatron International
SGMA
$142K 0.03%
34,900
– –
BKT icon
268
BlackRock Income Trust
BKT
$330M
$133K 0.03%
+7,320
New +$133K
QVCGA
269
DELISTED
QVC Group Inc Series A
QVCGA
$97K 0.02%
206
– –
HNRG icon
270
Hallador Energy
HNRG
$670M
$95K 0.02%
26,330
– –
NMRK icon
271
Newmark Group
NMRK
$2.66B
$87K 0.02%
+10,000
New +$92.9K
YUMA
272
DELISTED
Yuma Energy Inc
YUMA
$68K 0.02%
21,667
– –
BRW
273
Saba Capital Income & Opportunities Fund
BRW
$336M
$58K 0.01%
6,200
– –
KUST
274
Kustom Entertainment Inc
KUST
$777K
– –
0
– –
MNKD icon
275
MannKind Corp
MNKD
$1.21B
$13K ﹤0.01%
10,000
– –
8 9 10
11
12

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2019 Portfolio in Review

As of Q3 2019, Sanders Morris Harris held 300 positions worth $413M, up 7.2% from $385M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Sanders Morris Harris deployed $29.9M of net new capital in Q3 2019, opening 28 new positions and adding to 50 existing holdings. Its largest new stake was Intuit: 27,600 shares worth $7.07M.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 24% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was CVS Health, an estimated $5.21M trimmed.

  • Sanders Morris Harris's largest Q3 2019 buy was Intuit: 27,600 shares worth $7.07M.
  • Sanders Morris Harris added most to uniQure in Q3 2019, an estimated $4.7M increase.
  • Sanders Morris Harris's biggest Q3 2019 reduction was CVS Health, cutting an estimated $5.21M.
  • Sanders Morris Harris fully exited Dova Pharmaceuticals, Inc. Common Stock in Q3 2019, selling an estimated $7.36M.
  • Sanders Morris Harris's ten largest holdings make up 35% of its $413M portfolio in Q3 2019.
  • Sanders Morris Harris opened 28 new positions and closed 21 in Q3 2019.
  • Sanders Morris Harris's portfolio value rose 7.2% quarter-over-quarter to $413M.

Based on Sanders Morris Harris's 13F filing for Q3 2019, filed 14 Nov 2019.