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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.76%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$203M
AUM Growth
-$283M
Cap. Flow
-$315M
Cap. Flow %
-155.05%
Top 10 Hldgs %
33.05%
Holding
270
New
14
Increased
10
Reduced
77
Closed
108

Top Buys

Rank Stock Value
1
EQWL icon
Invesco S&P 100 Equal Weight ETF
EQWL
+$3.82M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.28M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.81M
4
X
US Steel
X
+$2.75M
5
BIDU icon
Baidu
BIDU
+$2.68M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$97.1M
2
BX icon
Blackstone
BX
+$58.9M
3
CSWC icon
Capital Southwest
CSWC
+$15.3M
4
EPD icon
Enterprise Products Partners
EPD
+$14.7M
5
ELAN icon
Elanco Animal Health
ELAN
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 30.39%
2 Healthcare 16.84%
3 Financials 9.13%
4 Industrials 7.34%
5 Communication Services 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGEN icon
226
Precigen
PGEN
$2.46B
– –
-410,000
Closed -$582K
PGY icon
227
Pagaya Technologies
PGY
$1.82B
– –
-1,667
Closed -$30.8K
PLTR icon
228
Palantir
PLTR
$380B
– –
-28,000
Closed -$448K
PPT
229
Franklin Premier Income Trust
PPT
$327M
– –
-102,490
Closed -$343K
PRU icon
230
Prudential Financial
PRU
$41.7B
– –
-2,465
Closed -$234K
RDFI icon
231
Rareview Dynamic Fixed Income ETF
RDFI
$84.2M
– –
-11,025
Closed -$233K
RIOT icon
232
Riot Platforms
RIOT
$8.13B
– –
-20,000
Closed -$187K
RKLB icon
233
Rocket Lab Corp
RKLB
$46.7B
– –
-33,500
Closed -$147K
RSVR
234
Reservoir Media
RSVR
$675M
– –
-1,179,750
Closed -$7.2M
RSVRW
235
DELISTED
Reservoir Media Inc Warrant
RSVRW
– –
-237,400
Closed -$323K
RXT icon
236
Rackspace Technology
RXT
$1.21B
– –
-10,000
Closed -$23.5K
SCI icon
237
Service Corp International
SCI
$11.6B
– –
-5,949
Closed -$340K
SEB icon
238
Seaboard Corp
SEB
$4.12B
– –
-235
Closed -$882K
SERA icon
239
Sera Prognostics
SERA
$78.3M
– –
-445,105
Closed -$828K
SGOV icon
240
iShares 0-3 Month Treasury Bond ETF
SGOV
$100B
– –
-2,815
Closed -$283K
SNOW icon
241
Snowflake
SNOW
$110B
– –
-18,959
Closed -$2.85M
STX icon
242
Seagate
STX
$190B
– –
-4,000
Closed -$264K
TELA icon
243
TELA Bio
TELA
$41M
– –
-68,168
Closed -$545K
TRGP icon
244
Targa Resources
TRGP
$55.8B
– –
-6,740
Closed -$578K
TSCO icon
245
Tractor Supply
TSCO
$17.5B
– –
-6,875
Closed -$279K
TSLA icon
246
Tesla
TSLA
$1.27T
– –
-2,644
Closed -$661K
TXMD icon
247
TherapeuticsMD
TXMD
$24M
– –
-25,000
Closed -$75.5K
TYL icon
248
Tyler Technologies
TYL
$12.6B
– –
-1,000
Closed -$386K
VGAS icon
249
Verde Clean Fuels
VGAS
$34.8M
– –
-170,269
Closed -$642K
VGASW icon
250
Verde Clean Fuels Warrant
VGASW
$662K
– –
-107,403
Closed -$19.3K
7 8 9
10
11

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q4 2023 Portfolio in Review

As of Q4 2023, Sanders Morris Harris held 270 positions worth $203M, down 58% from $487M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Sanders Morris Harris withdrew a net $315M in Q4 2023, closing 108 positions and reducing 77 holdings. Its most notable exit was Capital Southwest, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Invesco S&P 100 Equal Weight ETF worth $4.13M.

  • Sanders Morris Harris's largest Q4 2023 buy was Invesco S&P 100 Equal Weight ETF: 46,977 shares worth $4.13M.
  • Sanders Morris Harris added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $3.28M increase.
  • Sanders Morris Harris's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $97.1M.
  • Sanders Morris Harris fully exited Capital Southwest in Q4 2023, selling an estimated $15.3M.
  • Sanders Morris Harris's ten largest holdings make up 33% of its $203M portfolio in Q4 2023.
  • Sanders Morris Harris opened 14 new positions and closed 108 in Q4 2023.
  • Sanders Morris Harris's portfolio value fell 58% quarter-over-quarter to $203M.

Based on Sanders Morris Harris's 13F filing for Q4 2023, filed 10 Jan 2024.