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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUSA icon
226
Murphy USA
MUSA
$10.9B
$335K 0.06%
2,000
– –
NEE icon
227
NextEra Energy
NEE
$182B
$335K 0.06%
4,268
– –
CERN
228
DELISTED
Cerner Corp
CERN
$327K 0.06%
4,600
– –
GM icon
229
General Motors
GM
$77.5B
$320K 0.06%
6,090
-500
-8% -$26.6K
BRK.B icon
230
Berkshire Hathaway Class B
BRK.B
$1.12T
$312K 0.06%
1,146
– –
L icon
231
Loews
L
$23.7B
$312K 0.06%
5,494
– –
BMRN icon
232
BioMarin Pharmaceuticals
BMRN
$11.7B
$311K 0.06%
4,000
– –
VUG icon
233
Vanguard Morningstar Growth ETF
VUG
$230B
$310K 0.06%
6,414
-300
-4% -$14.9K
CCI icon
234
Crown Castle
CCI
$33.9B
$309K 0.06%
1,787
– –
PGRW
235
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
$308K 0.06%
31,500
– –
SCHW
236
Charles Schwab
SCHW
$185B
$307K 0.06%
4,000
– –
CAT icon
237
Caterpillar
CAT
$404B
$302K 0.06%
1,575
-35
-2% -$7.29K
XPOA
238
DELISTED
DPCM Capital, Inc.
XPOA
$294K 0.05%
29,995
– –
NMFC icon
239
New Mountain Finance
NMFC
$707M
$291K 0.05%
21,875
– –
KURA icon
240
Kura Oncology
KURA
$841M
$286K 0.05%
14,900
– –
GRDI
241
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$282K 0.05%
29,000
– –
QTEKW
242
DELISTED
QualTek Services Inc. Warrant
QTEKW
$281K 0.05%
219,757
-3,000
-1% -$4.04K
TSCO icon
243
Tractor Supply
TSCO
$17.4B
$279K 0.05%
6,875
– –
PFF icon
244
iShares Preferred and Income Securities ETF
PFF
$13.3B
$272K 0.05%
7,000
– –
PUCK
245
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
$271K 0.05%
28,000
– –
TGP
246
DELISTED
Teekay LNG Partners L.P.
TGP
$271K 0.05%
17,450
+650
+4% +$9.6K
SQM icon
247
Sociedad Química y Minera de Chile
SQM
$19.6B
$269K 0.05%
5,000
– –
CMI icon
248
Cummins
CMI
$87.8B
$261K 0.05%
1,161
– –
AAMI
249
Acadian Asset Management
AAMI
$3.28B
$261K 0.05%
+10,000
New +$258K
DUK icon
250
Duke Energy
DUK
$96.9B
$258K 0.05%
2,650
– –
8 9
10
11 12

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.