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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-20.75%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+281.97%
AUM
$102M
AUM Growth
-$338M
Cap. Flow
-$103M
Cap. Flow %
-100.58%
Top 10 Hldgs %
36.64%
Holding
305
New
24
Increased
65
Reduced
53
Closed
115

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$18.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.5M
3
AIMT
Aimmune Therapeutics
AIMT
+$8.72M
4
TXMD icon
TherapeuticsMD
TXMD
+$6.71M
5
ELAN icon
Elanco Animal Health
ELAN
+$4.6M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$10.9M
2
JYNT icon
The Joint Corp
JYNT
+$10.2M
3
AAPL icon
Apple
AAPL
+$8.39M
4
BAC icon
Bank of America
BAC
+$8.09M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$6.93M

Sector Composition

Rank Sector Weight
1 Technology 23.4%
2 Healthcare 18.75%
3 Financials 18.27%
4 Consumer Staples 13.74%
5 Communication Services 9.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
226
iShares Core S&P 500 ETF
IVV
$897B
– –
-1,055
Closed -$308K
JCI icon
227
Johnson Controls International
JCI
$93.6B
– –
-5,093
Closed -$211K
JHG
228
DELISTED
Janus Henderson
JHG
– –
-16,515
Closed -$405K
JNJ icon
229
Johnson & Johnson
JNJ
$619B
– –
-15,667
Closed -$2.25M
JYNT icon
230
The Joint Corp
JYNT
$117M
– –
-645,940
Closed -$10.2M
KHC icon
231
Kraft Heinz
KHC
$29.6B
– –
-33,467
Closed -$1.06M
KKR icon
232
KKR & Co
KKR
$92.8B
– –
-10,100
Closed -$297K
KNSL icon
233
Kinsale Capital Group
KNSL
$8.57B
– –
-4,000
Closed -$414K
KYN icon
234
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$0 ﹤0.01%
46,200
+31,187
+208% +$337K
LADR
235
Ladder Capital
LADR
$1.21B
$0 ﹤0.01%
+31,600
New +$480K
LBRDK icon
236
Liberty Broadband Class C
LBRDK
$5.32B
– –
-1,623
Closed -$205K
LIN icon
237
Linde
LIN
$226B
– –
-2,700
Closed -$475K
LITE icon
238
Lumentum
LITE
$65.2B
– –
-24,500
Closed -$1.39M
LLY icon
239
Eli Lilly
LLY
$1.06T
– –
-12,736
Closed -$1.67M
LOW icon
240
Lowe's Companies
LOW
$122B
– –
-14,000
Closed -$1.69M
LUMN icon
241
Lumen
LUMN
$6.09B
$0 ﹤0.01%
20,020
+1,767
+10% +$22.1K
MET icon
242
MetLife
MET
$63.7B
– –
-4,250
Closed -$213K
MGA icon
243
Magna International
MGA
$18.1B
– –
-16,000
Closed -$888K
MMM icon
244
3M
MMM
$93.2B
– –
-2,978
Closed -$462K
MNKD icon
245
MannKind Corp
MNKD
$1.25B
$0 ﹤0.01%
10,000
– –
MPT
246
Medical Properties Trust
MPT
$2.75B
$0 ﹤0.01%
17,800
+5,800
+48% +$121K
MUC icon
247
BlackRock MuniHoldings California Quality Fund
MUC
$1B
– –
-22,600
Closed -$317K
MUJ icon
248
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$643M
– –
-29,230
Closed -$417K
NERD icon
249
Roundhill Video Games ETF
NERD
$15.1M
– –
-140,450
Closed -$2.31M
NIO icon
250
NIO
NIO
$11.5B
– –
-24,000
Closed -$122K
8 9
10
11 12

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return
KIM
Kurv Investment Management San Francisco, California $173M AUM

Sanders Morris Harris's Q1 2020 Portfolio in Review

As of Q1 2020, Sanders Morris Harris held 305 positions worth $102M, down 77% from $440M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Sanders Morris Harris withdrew a net $103M in Q1 2020, closing 115 positions and reducing 53 holdings. Its most notable exit was The Joint Corp, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Aimmune Therapeutics worth $5K.

  • Sanders Morris Harris's largest Q1 2020 buy was Aimmune Therapeutics: 341,250 shares worth $5K.
  • Sanders Morris Harris added most to Blackstone in Q1 2020, an estimated $18.4M increase.
  • Sanders Morris Harris's biggest Q1 2020 reduction was JPMorgan Chase, cutting an estimated $10.9M.
  • Sanders Morris Harris fully exited The Joint Corp in Q1 2020, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 37% of its $102M portfolio in Q1 2020.
  • Sanders Morris Harris opened 24 new positions and closed 115 in Q1 2020.
  • Sanders Morris Harris's portfolio value fell 77% quarter-over-quarter to $102M.

Based on Sanders Morris Harris's 13F filing for Q1 2020, filed 9 Apr 2020.