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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$440M
AUM Growth
+$27.2M
Cap. Flow
-$4.19M
Cap. Flow %
-0.95%
Top 10 Hldgs %
30.3%
Holding
315
New
35
Increased
58
Reduced
59
Closed
32

Top Buys

Rank Stock Value
1
JYNT icon
The Joint Corp
JYNT
+$11.7M
2
CNP icon
CenterPoint Energy
CNP
+$4.78M
3
CVS icon
CVS Health
CVS
+$4.25M
4
PFNX
Pfenex Inc.
PFNX
+$3.86M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.8M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$15.6M
2
AIMT
Aimmune Therapeutics
AIMT
+$10.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.01M
4
QURE icon
uniQure
QURE
+$4.18M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$4.09M

Sector Composition

Rank Sector Weight
1 Financials 21.4%
2 Technology 16.77%
3 Healthcare 14.74%
4 Energy 9.02%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFLY
226
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$292K 0.07%
+1,500
New +$292K
HPE icon
227
Hewlett Packard
HPE
$63.4B
$289K 0.07%
17,884
– –
RDHL
228
Redhill Biopharma
RDHL
$3.95M
$289K 0.07%
48
-3
-6% -$19.2K
AGN
229
DELISTED
Allergan plc
AGN
$288K 0.07%
1,500
– –
DAL icon
230
Delta Air Lines
DAL
$57.5B
$284K 0.06%
+5,500
New +$308K
NMT icon
231
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
$284K 0.06%
20,000
– –
XLY icon
232
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$282K 0.06%
4,946
+728
+17% +$44.3K
GAP
233
The Gap Inc
GAP
$7.23B
$279K 0.06%
+10,650
New +$181K
F icon
234
Ford
F
$58.5B
$269K 0.06%
30,300
+300
+1% +$2.7K
POST icon
235
Post Holdings
POST
$4.14B
$267K 0.06%
3,751
– –
SCM icon
236
Stellus Capital Investment Corp
SCM
$217M
$264K 0.06%
18,641
-941
-5% -$13.2K
OXY icon
237
Occidental Petroleum
OXY
$56.8B
$262K 0.06%
6,152
-327
-5% -$13.1K
RDS.A
238
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$262K 0.06%
4,370
– –
CP icon
239
Canadian Pacific Kansas City
CP
$78.1B
$258K 0.06%
5,000
-125
-2% -$5.86K
CRM icon
240
Salesforce
CRM
$151B
$257K 0.06%
+1,550
New +$243K
PAYX icon
241
Paychex
PAYX
$41.6B
$255K 0.06%
3,000
– –
S
242
DELISTED
Sprint Corporation
S
$255K 0.06%
48,915
– –
CACI icon
243
CACI
CACI
$11B
$252K 0.06%
1,000
– –
SHV icon
244
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$252K 0.06%
+2,282
New +$252K
NRK icon
245
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$247K 0.06%
18,670
– –
ASAP
246
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$240K 0.05%
35,000
+23,789
+212% +$264K
IJH icon
247
iShares Core S&P Mid-Cap ETF
IJH
$122B
$239K 0.05%
+6,315
New +$250K
GSK icon
248
GSK
GSK
$104B
$235K 0.05%
4,000
– –
IBB icon
249
iShares Biotechnology ETF
IBB
$9.34B
$235K 0.05%
+2,100
New +$234K
GEN icon
250
Gen Digital
GEN
$16.4B
$234K 0.05%
8,993
-850
-9% -$20.8K
8 9
10
11 12

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GWCM
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TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM
MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
South Plains Financial Lubbock, Texas $172M AUM 21.06% 1-Year Est. Return

Sanders Morris Harris's Q4 2019 Portfolio in Review

As of Q4 2019, Sanders Morris Harris held 315 positions worth $440M, up 6.6% from $413M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sanders Morris Harris's Q4 2019 filing shows 35 new, 58 increased, 59 reduced and 32 closed positions. Its largest new stake was The Joint Corp: 645,940 shares worth $10.2M. The largest sale was Blackstone, an estimated $15.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q4 2019 buy was The Joint Corp: 645,940 shares worth $10.2M.
  • Sanders Morris Harris added most to CVS Health in Q4 2019, an estimated $4.25M increase.
  • Sanders Morris Harris's biggest Q4 2019 reduction was Blackstone, cutting an estimated $15.6M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q4 2019, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 30% of its $440M portfolio in Q4 2019.
  • Sanders Morris Harris opened 35 new positions and closed 32 in Q4 2019.
  • Sanders Morris Harris's portfolio value rose 6.6% quarter-over-quarter to $440M.

Based on Sanders Morris Harris's 13F filing for Q4 2019, filed 9 Jan 2020.