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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+2.32%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$413M
AUM Growth
+$27.8M
Cap. Flow
+$29.9M
Cap. Flow %
7.25%
Top 10 Hldgs %
35.21%
Holding
300
New
28
Increased
50
Reduced
57
Closed
21

Top Buys

Rank Stock Value
1
INTU icon
Intuit
INTU
+$7.59M
2
QURE icon
uniQure
QURE
+$4.7M
3
AIMT
Aimmune Therapeutics
AIMT
+$4.61M
4
VZ icon
Verizon
VZ
+$4.32M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$3.86M

Top Sells

Rank Stock Value
1
DOVA
Dova Pharmaceuticals, Inc. Common Stock
DOVA
+$7.36M
2
CVS icon
CVS Health
CVS
+$5.21M
3
CNP icon
CenterPoint Energy
CNP
+$4.86M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.24M
5
OXY icon
Occidental Petroleum
OXY
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 24.28%
2 Technology 14.81%
3 Healthcare 10.93%
4 Energy 8.8%
5 Communication Services 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
226
Plains All American Pipeline
PAA
$17.3B
$254K 0.06%
12,245
– –
XLY icon
227
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$254K 0.06%
4,218
+18
+0.4% +$1.08K
OHI icon
228
Omega Healthcare
OHI
$15.1B
$253K 0.06%
6,064
– –
POST icon
229
Post Holdings
POST
$4.14B
$253K 0.06%
+3,751
New +$256K
NAN icon
230
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$252K 0.06%
17,600
-25,700
-59% -$361K
NRK icon
231
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$251K 0.06%
18,670
-31,700
-63% -$424K
LADR
232
Ladder Capital
LADR
$1.21B
$249K 0.06%
14,400
+3,000
+26% +$50.7K
RDS.A
233
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$249K 0.06%
4,370
– –
PAYX icon
234
Paychex
PAYX
$41.6B
$248K 0.06%
3,000
– –
AGN
235
DELISTED
Allergan plc
AGN
$248K 0.06%
1,500
– –
MR
236
DELISTED
Montage Resources Corporation Common Stock
MR
$246K 0.06%
64,895
-260,839
-80% -$1M
URI icon
237
United Rentals
URI
$67.2B
$232K 0.06%
2,000
– –
NAD icon
238
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$231K 0.06%
16,030
-31,700
-66% -$455K
GEN icon
239
Gen Digital
GEN
$16.4B
$228K 0.06%
9,843
– –
VGT icon
240
Vanguard Information Technology ETF
VGT
$139B
$227K 0.05%
8,440
– –
KYN icon
241
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$226K 0.05%
16,032
-4,000
-20% -$59.3K
CAT icon
242
Caterpillar
CAT
$375B
$224K 0.05%
1,775
-1,825
-51% -$232K
CCI icon
243
Crown Castle
CCI
$33.3B
$222K 0.05%
+1,591
New +$220K
CACI icon
244
CACI
CACI
$11B
$220K 0.05%
1,000
– –
CP icon
245
Canadian Pacific Kansas City
CP
$78.1B
$219K 0.05%
5,125
– –
NEA icon
246
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$217K 0.05%
15,150
-16,900
-53% -$240K
RSG icon
247
Republic Services
RSG
$64.8B
$216K 0.05%
+2,550
New +$224K
JCI icon
248
Johnson Controls International
JCI
$88.8B
$213K 0.05%
5,093
-716
-12% -$30.3K
WELL icon
249
Welltower
WELL
$169B
$213K 0.05%
+2,350
New +$204K
MMP
250
DELISTED
Magellan Midstream Partners, L.P.
MMP
$211K 0.05%
3,232
-1,146
-26% -$75.5K
8 9
10
11 12

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TA
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CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
BAM
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RPSM
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BIA
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MC
Marest Capital Tarzana, California $173M AUM 17.48% 1-Year Est. Return
SPF
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Sanders Morris Harris's Q3 2019 Portfolio in Review

As of Q3 2019, Sanders Morris Harris held 300 positions worth $413M, up 7.2% from $385M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Sanders Morris Harris deployed $29.9M of net new capital in Q3 2019, opening 28 new positions and adding to 50 existing holdings. Its largest new stake was Intuit: 27,600 shares worth $7.07M.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 24% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was CVS Health, an estimated $5.21M trimmed.

  • Sanders Morris Harris's largest Q3 2019 buy was Intuit: 27,600 shares worth $7.07M.
  • Sanders Morris Harris added most to uniQure in Q3 2019, an estimated $4.7M increase.
  • Sanders Morris Harris's biggest Q3 2019 reduction was CVS Health, cutting an estimated $5.21M.
  • Sanders Morris Harris fully exited Dova Pharmaceuticals, Inc. Common Stock in Q3 2019, selling an estimated $7.36M.
  • Sanders Morris Harris's ten largest holdings make up 35% of its $413M portfolio in Q3 2019.
  • Sanders Morris Harris opened 28 new positions and closed 21 in Q3 2019.
  • Sanders Morris Harris's portfolio value rose 7.2% quarter-over-quarter to $413M.

Based on Sanders Morris Harris's 13F filing for Q3 2019, filed 14 Nov 2019.