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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$330M
AUM Growth
-$100M
Cap. Flow
-$169M
Cap. Flow %
-51.16%
Top 10 Hldgs %
50.03%
Holding
248
New
8
Increased
30
Reduced
73
Closed
90

Top Buys

Rank Stock Value
1
ZTS icon
Zoetis
ZTS
+$3.43M
2
ETN icon
Eaton
ETN
+$2.63M
3
MR
Montage Resources Corporation Common Stock
MR
+$2.05M
4
MEMP
Memorial Production Partners LP Common Units
MEMP
+$1.92M
5
RDI icon
Reading International Class A
RDI
+$1.12M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$12.5M
2
TDTF icon
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
+$5.13M
3
XOM icon
ExxonMobil
XOM
+$4.79M
4
SPG icon
Simon Property Group
SPG
+$4.4M
5
IDV icon
iShares International Select Dividend ETF
IDV
+$3.52M

Sector Composition

Rank Sector Weight
1 Financials 27.24%
2 Energy 18.08%
3 Healthcare 13.19%
4 Consumer Discretionary 3.34%
5 Industrials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HT
226
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-71,175
Closed -$1.22M
LSI
227
DELISTED
Life Storage, Inc.
LSI
– –
-33,999
Closed -$2.38M
DRE
228
DELISTED
Duke Realty Corp.
DRE
– –
-37,970
Closed -$1.01M
CONE
229
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-30,244
Closed -$1.68M
XONE
230
DELISTED
The ExOne Company
XONE
– –
-11,718
Closed -$124K
WRI
231
DELISTED
Weingarten Realty Investors
WRI
– –
-25,350
Closed -$1.03M
MSCC
232
DELISTED
Microsemi Corp
MSCC
– –
-60,500
Closed -$1.98M
RICE
233
DELISTED
Rice Energy Inc.
RICE
– –
-10,000
Closed -$220K
GGP
234
DELISTED
GGP Inc.
GGP
– –
-59,242
Closed -$1.77M
NPM
235
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
– –
-11,552
Closed -$179K
HOT
236
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-12,265
Closed -$909K
PDLI
237
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-14,132
Closed -$44K
CKEC
238
DELISTED
Carmike Cinemas Inc
CKEC
– –
-51,500
Closed -$1.55M
NMO
239
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
– –
-11,804
Closed -$178K
HR
240
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-13,025
Closed -$455K
6 7 8 9
10

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BAM
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Sanders Morris Harris's Q3 2016 Portfolio in Review

As of Q3 2016, Sanders Morris Harris held 248 positions worth $330M, down 23% from $430M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sanders Morris Harris withdrew a net $169M in Q3 2016, closing 90 positions and reducing 73 holdings. Its most notable exit was FlexShares iBoxx 5-Year Target Duration TIPS Index Fund, an estimated $5.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 23% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Eaton worth $2.68M.

  • Sanders Morris Harris's largest Q3 2016 buy was Eaton: 40,707 shares worth $2.68M.
  • Sanders Morris Harris added most to Zoetis in Q3 2016, an estimated $3.43M increase.
  • Sanders Morris Harris's biggest Q3 2016 reduction was Main Street Capital, cutting an estimated $12.5M.
  • Sanders Morris Harris fully exited FlexShares iBoxx 5-Year Target Duration TIPS Index Fund in Q3 2016, selling an estimated $5.13M.
  • Sanders Morris Harris's ten largest holdings make up 50% of its $330M portfolio in Q3 2016.
  • Sanders Morris Harris opened 8 new positions and closed 90 in Q3 2016.
  • Sanders Morris Harris's portfolio value fell 23% quarter-over-quarter to $330M.

Based on Sanders Morris Harris's 13F filing for Q3 2016, filed 24 Oct 2016.