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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
2376
CALL
Sherwin-Williams
SHW
$80.4B
– –
-31,500
Closed -$3.69M
SHW icon
2377
Sherwin-Williams
SHW
$80.4B
– –
-26,091
Closed -$3.05M
SHW icon
2378
PUT
Sherwin-Williams
SHW
$80.4B
– –
-31,500
Closed -$3.69M
SID icon
2379
Companhia Siderúrgica Nacional
SID
$1.47B
– –
-191,374
Closed -$411K
SILC icon
2380
Silicom
SILC
$220M
– –
-20,700
Closed -$918K
SIRI icon
2381
PUT
SiriusXM
SIRI
$10.5B
– –
-300,750
Closed -$16.5M
SKYW icon
2382
Skywest
SKYW
$4.31B
– –
-25,637
Closed -$900K
DCOY
2383
Decoy Therapeutics
DCOY
$2.07M
– –
0
– -$154K
SLS icon
2384
SELLAS Life Sciences
SLS
$2.24B
– –
-81
Closed -$70K
SM icon
2385
SM Energy
SM
$7.49B
– –
-64,348
Closed -$1.06M
SMTC icon
2386
Semtech
SMTC
$11B
– –
-31,774
Closed -$1.14M
SNA icon
2387
PUT
Snap-on
SNA
$21B
– –
-56,000
Closed -$8.85M
SNAP icon
2388
Snap
SNAP
$7.62B
– –
-21,640
Closed -$385K
SNDA icon
2389
Sonida Senior Living
SNDA
$2.09B
– –
-1,020
Closed -$233K
SO icon
2390
Southern Company
SO
$110B
– –
-194,890
Closed -$9.33M
SPG icon
2391
CALL
Simon Property Group
SPG
$74.8B
– –
-62,200
Closed -$10.1M
SPG icon
2392
PUT
Simon Property Group
SPG
$74.8B
– –
-65,400
Closed -$10.6M
SPNS
2393
DELISTED
Sapiens International
SPNS
– –
-90,054
Closed -$1.01M
SPXC icon
2394
SPX Corp
SPXC
$10.8B
– –
-42,800
Closed -$1.08M
SSD icon
2395
Simpson Manufacturing
SSD
$7.96B
– –
-5,200
Closed -$227K
STC icon
2396
Stewart Information Services
STC
$2.03B
– –
-11,100
Closed -$503K
STLA icon
2397
Stellantis
STLA
$16.4B
– –
-121,846
Closed -$1.29M
STRT icon
2398
STRATTEC Security
STRT
$360M
– –
-12,700
Closed -$450K
SWBI icon
2399
Smith & Wesson
SWBI
$666M
– –
-55,705
Closed -$949K
SWKS icon
2400
CALL
Skyworks Solutions
SWKS
$9.31B
– –
-4,200
Closed -$403K
94 95
96
97 98

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.