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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAD icon
2351
Quad
QUAD
$436M
– –
-22,000
Closed -$504K
RAMP icon
2352
LiveRamp
RAMP
$2.3B
– –
-15,482
Closed -$402K
RCKT icon
2353
Rocket Pharmaceuticals
RCKT
$361M
– –
-15,675
Closed -$119K
RCL icon
2354
CALL
Royal Caribbean
RCL
$80.4B
– –
-56,700
Closed -$6.19M
RCL icon
2355
PUT
Royal Caribbean
RCL
$80.4B
– –
-119,900
Closed -$13.1M
REGN icon
2356
Regeneron Pharmaceuticals
REGN
$70.5B
– –
-832
Closed -$396K
REX icon
2357
REX American Resources
REX
$1.45B
– –
-16,098
Closed -$259K
RGA icon
2358
Reinsurance Group of America
RGA
$15.7B
– –
-8,300
Closed -$1.07M
RGLS
2359
DELISTED
Regulus Therapeutics
RGLS
– –
-1,217
Closed -$144K
RGR icon
2360
Sturm, Ruger & Co
RGR
$618M
– –
-5,955
Closed -$371K
RJF icon
2361
Raymond James Financial
RJF
$33.4B
– –
-29,541
Closed -$1.58M
RS icon
2362
Reliance Steel & Aluminium
RS
$20.7B
– –
-6,745
Closed -$491K
RVTY icon
2363
Revvity
RVTY
$12.1B
– –
-5,200
Closed -$354K
SABR icon
2364
Sabre
SABR
$708M
– –
-49,443
Closed -$1.08M
SAIA icon
2365
Saia
SAIA
$11.2B
– –
-30,373
Closed -$1.56M
SAIC icon
2366
Saic
SAIC
$5.02B
– –
-5,010
Closed -$348K
SAN icon
2367
Banco Santander
SAN
$200B
– –
-25,677
Closed -$164K
SAP icon
2368
CALL
SAP
SAP
$200B
– –
-9,100
Closed -$952K
ECHO
2369
PUT
EchoStar
ECHO
$25.2B
– –
-6,170
Closed -$304K
SCL icon
2370
Stepan Co
SCL
$1.3B
– –
-2,387
Closed -$208K
SCS
2371
DELISTED
Steelcase
SCS
– –
-55,538
Closed -$778K
SEB icon
2372
Seaboard Corp
SEB
$4.48B
– –
-500
Closed -$2M
SEIC icon
2373
SEI Investments
SEIC
$12.2B
– –
-9,680
Closed -$521K
SENS icon
2374
Senseonics Holdings Inc
SENS
$263M
– –
-5,275
Closed -$190K
SF
2375
Stifel
SF
$12.5B
– –
-16,193
Closed -$331K
93 94
95
96 97

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JF
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PWMG
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NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
BWP
Bernardo Wealth Planning Harleysville, Pennsylvania $511M AUM 13.04% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return

Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.