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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAWK
2301
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
– –
-13,866
Closed -$419K
DO
2302
DELISTED
Diamond Offshore Drilling
DO
– –
-21,577
Closed -$380K
ENV
2303
DELISTED
ENVESTNET, INC.
ENV
– –
-7,469
Closed -$272K
FNSR
2304
DELISTED
Finisar Corp
FNSR
– –
-39,941
Closed -$1.19M
GCVRZ
2305
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-100,000
Closed -$27K
SWFT
2306
DELISTED
Swift Transportation Company
SWFT
– –
-19,544
Closed -$419K
DDC
2307
DELISTED
Dominion Diamond Corporation
DDC
– –
-18,700
Closed -$182K
GCI
2308
DELISTED
Gannett Co., Inc
GCI
– –
-27,378
Closed -$319K
BOI
2309
DELISTED
Brookfield Mtge Opportunity Fd
BOI
– –
-94,275
Closed -$1.41M
IMS
2310
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
– –
-26,641
Closed -$835K
TCF
2311
DELISTED
TCF Financial Corporation
TCF
– –
-10,152
Closed -$146K
HR
2312
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-24,865
Closed -$847K
89 90 91 92
93

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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.