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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFAM
2276
DELISTED
Almost Family Inc
AFAM
– –
-5,099
Closed -$204K
BOBE
2277
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-6,393
Closed -$327K
NMRX
2278
DELISTED
Numerex Corp
NMRX
– –
-22,550
Closed -$193K
RTK
2279
DELISTED
Rentech, Inc.
RTK
– –
-4,414
Closed -$47K
FCH
2280
DELISTED
Felcor Lodging Trust
FCH
– –
-93,427
Closed -$923K
SSRI
2281
DELISTED
Silver Standard Resources
SSRI
– –
-13,400
Closed -$84K
NAME
2282
DELISTED
Rightside Group, Ltd.
NAME
– –
-13,450
Closed -$91K
FBRC
2283
DELISTED
FBR & Co. Common Stock
FBRC
– –
-10,500
Closed -$243K
AIRM
2284
DELISTED
Air Methods Corp
AIRM
– –
-7,765
Closed -$321K
DSCI
2285
DELISTED
Derma Sciences, Inc. Common Stock (DE)
DSCI
– –
-34,900
Closed -$250K
FDML
2286
DELISTED
Federal-Mogul Holdings Corporation
FDML
– –
-16,000
Closed -$181K
EDE
2287
DELISTED
Empire District Electric
EDE
– –
-16,592
Closed -$361K
LNKD
2288
DELISTED
LinkedIn Corporation
LNKD
– –
-4,026
Closed -$799K
MWW
2289
DELISTED
Monster Worldwide Inc
MWW
– –
-11,700
Closed -$77K
PLCM
2290
DELISTED
POLYCOM INC
PLCM
– –
-62,323
Closed -$713K
QLIK
2291
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-8,454
Closed -$295K
SSRG
2292
DELISTED
SYMMETRY SURGICAL INC COMMON STK
SSRG
– –
-14,450
Closed -$126K
WRES
2293
DELISTED
WARREN RESOURCES INC
WRES
– –
-113,500
Closed -$52K
PQUE
2294
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-90,100
Closed -$178K
ONE
2295
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
– –
-52,041
Closed -$156K
ENV
2296
DELISTED
ENVESTNET, INC.
ENV
– –
-16,264
Closed -$658K
CAS
2297
DELISTED
A M Castle & Co
CAS
– –
-28,950
Closed -$179K
TIVO
2298
DELISTED
TIVO INC
TIVO
– –
-35,994
Closed -$365K
FNSR
2299
DELISTED
Finisar Corp
FNSR
– –
-28,135
Closed -$503K
STL
2300
DELISTED
Sterling Bancorp
STL
– –
-12,100
Closed -$178K
89 90 91
92
93

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.