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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOE icon
2251
St. Joe Company
JOE
$3.56B
– –
-10,717
Closed -$201K
JWN
2252
CALL
DELISTED
Nordstrom
JWN
– –
-15,200
Closed -$727K
JWN
2253
PUT
DELISTED
Nordstrom
JWN
– –
-15,200
Closed -$727K
KE
2254
Kimball Electronics
KE
$598M
– –
-12,700
Closed -$229K
KEX icon
2255
Kirby Corp
KEX
$7.76B
– –
-12,240
Closed -$818K
KEYS icon
2256
Keysight
KEYS
$53.6B
– –
-15,191
Closed -$591K
KLIC icon
2257
Kulicke & Soffa
KLIC
$5.14B
– –
-11,783
Closed -$224K
KMB icon
2258
CALL
Kimberly-Clark
KMB
$37B
– –
-21,000
Closed -$2.71M
KMB icon
2259
PUT
Kimberly-Clark
KMB
$37B
– –
-21,000
Closed -$2.71M
KO icon
2260
CALL
Coca-Cola
KO
$362B
– –
-113,500
Closed -$5.09M
KRE icon
2261
CALL
State Street SPDR S&P Regional Banking ETF
KRE
$4.47B
– –
-52,400
Closed -$2.88M
KRNY icon
2262
Kearny Financial
KRNY
$595M
– –
-13,300
Closed -$197K
KRO icon
2263
KRONOS Worldwide
KRO
$705M
– –
-13,863
Closed -$253K
KSS icon
2264
CALL
Kohl's
KSS
$2.1B
– –
-40,300
Closed -$1.56M
KSS icon
2265
Kohl's
KSS
$2.1B
– –
-30,100
Closed -$1.23M
KWR icon
2266
Quaker Houghton
KWR
$2.63B
– –
-3,516
Closed -$511K
LAB icon
2267
Standard BioTools
LAB
$303M
– –
-17,833
Closed -$72K
LBRDA icon
2268
Liberty Broadband Class A
LBRDA
$4.42B
– –
-3,200
Closed -$275K
LBRDK icon
2269
Liberty Broadband Class C
LBRDK
$4.44B
– –
-6,292
Closed -$545K
LEN.B icon
2270
Lennar Class B
LEN.B
$20.1B
– –
-5,902
Closed -$247K
LFVN icon
2271
LifeVantage
LFVN
$80.4M
– –
-50,830
Closed -$220K
LII icon
2272
Lennox International
LII
$19B
– –
-9,827
Closed -$1.8M
LLY icon
2273
Eli Lilly
LLY
$1.07T
– –
-22,133
Closed -$1.82M
LPCN icon
2274
Lipocine
LPCN
$17.6M
– –
-2,694
Closed -$184K
LPLA icon
2275
LPL Financial
LPLA
$26.5B
– –
-26,784
Closed -$1.14M
89 90
91
92 93

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NIEF
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HIM
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
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MC
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CTAF
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.