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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYT
2251
CALL
DELISTED
Syngenta Ag
SYT
– –
-25,000
Closed -$2.19M
RATE
2252
DELISTED
Bankrate Inc
RATE
– –
-19,100
Closed -$162K
PKY
2253
DELISTED
Parkway, Inc.
PKY
– –
-23,436
Closed -$399K
WSTC
2254
DELISTED
West Corporation
WSTC
– –
-21,860
Closed -$483K
CAB
2255
PUT
DELISTED
Cabela's Inc
CAB
– –
-30,000
Closed -$1.65M
MORE
2256
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-30,000
Closed -$319K
DFT
2257
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-27,994
Closed -$1.16M
DD
2258
DELISTED
Du Pont De Nemours E I
DD
– –
-8,110
Closed -$543K
WFM
2259
CALL
DELISTED
Whole Foods Market Inc
WFM
– –
-64,000
Closed -$1.81M
SPNC
2260
DELISTED
Spectranetics Corp
SPNC
– –
-21,876
Closed -$549K
CCN
2261
DELISTED
CardConnect Corp.
CCN
– –
-236,819
Closed -$2.31M
ALJ
2262
DELISTED
Alon USA Energy Inc
ALJ
– –
-24,120
Closed -$194K
CEB
2263
DELISTED
CEB Inc.
CEB
– –
-13,625
Closed -$743K
TNGO
2264
DELISTED
Tangoe, Inc.
TNGO
– –
-10,863
Closed -$90K
CLC
2265
DELISTED
Clarcor
CLC
– –
-7,686
Closed -$500K
AEPI
2266
DELISTED
AEP Industries Inc
AEPI
– –
-5,580
Closed -$610K
STJ
2267
DELISTED
St Jude Medical
STJ
– –
-169,475
Closed -$13.5M
VA
2268
DELISTED
Virgin America Inc.
VA
– –
-6,442
Closed -$344K
TLN
2269
DELISTED
Talen Energy Corporation
TLN
– –
-40,894
Closed -$566K
IM
2270
DELISTED
Ingram Micro
IM
– –
-16,554
Closed -$590K
SEMI
2271
DELISTED
SunEdison Semiconductor Limited
SEMI
– –
-13,602
Closed -$155K
CVT
2272
CALL
DELISTED
CVENT, INC.
CVT
– –
-110,000
Closed -$3.49M
SAAS
2273
DELISTED
inContact, Inc.
SAAS
– –
-48,400
Closed -$677K
APIC
2274
DELISTED
Apigee Corporation Common Stock
APIC
– –
-26,544
Closed -$462K
AVG
2275
DELISTED
AVG Technologies N.V.
AVG
– –
-38,316
Closed -$959K
89 90
91
92 93

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MCA
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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.