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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITG
2226
DELISTED
Investment Technology Group Inc
ITG
– –
-13,067
Closed -$224K
NXTM
2227
DELISTED
NxStage Medical Inc.
NXTM
– –
-34,877
Closed -$871K
SN
2228
CALL
DELISTED
Sanchez Energy Corporation
SN
– –
-27,800
Closed -$246K
SIR
2229
DELISTED
SELECT INCOME REIT
SIR
– –
-23,876
Closed -$282K
GOV
2230
DELISTED
Government Properties Income Trust
GOV
– –
-16,286
Closed -$369K
FCE.A
2231
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-21,400
Closed -$495K
AET
2232
CALL
DELISTED
Aetna Inc
AET
– –
-432,300
Closed -$49.9M
AET
2233
PUT
DELISTED
Aetna Inc
AET
– –
-517,400
Closed -$59.7M
PX
2234
CALL
DELISTED
Praxair Inc
PX
– –
-10,000
Closed -$1.21M
PF
2235
DELISTED
Pinnacle Foods, Inc.
PF
– –
-28,962
Closed -$1.47M
PERY
2236
DELISTED
Perry Ellis International Inc
PERY
– –
-11,501
Closed -$222K
WEB
2237
DELISTED
Web.com Group, Inc.
WEB
– –
-27,230
Closed -$470K
EDR
2238
DELISTED
Education Realty Trust Inc
EDR
– –
-6,787
Closed -$292K
SIGM
2239
DELISTED
Sigma Designs Inc
SIGM
– –
-32,747
Closed -$255K
PAY
2240
CALL
DELISTED
Verifone Systems Inc
PAY
– –
-31,200
Closed -$491K
NSM
2241
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-63,583
Closed -$942K
KLDX
2242
DELISTED
KLONDEX MINES LTD
KLDX
– –
-55,100
Closed -$316K
RSPP
2243
DELISTED
RSP Permian, Inc.
RSPP
– –
-16,218
Closed -$629K
KND
2244
DELISTED
Kindred Healthcare
KND
– –
-38,411
Closed -$393K
OA
2245
DELISTED
Orbital ATK, Inc.
OA
– –
-4,804
Closed -$366K
MSCC
2246
DELISTED
Microsemi Corp
MSCC
– –
-22,040
Closed -$925K
CALD
2247
DELISTED
Callidus Software, Inc.
CALD
– –
-64,051
Closed -$1.18M
JUNO
2248
CALL
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-37,400
Closed -$1.12M
JUNO
2249
PUT
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-37,400
Closed -$1.12M
BV
2250
DELISTED
Bazaarvoice, Inc.
BV
– –
-60,743
Closed -$359K
88 89
90
91 92

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JF
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PWMG
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NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
BWP
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MC
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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.