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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
201
Ecolab
ECL
$76.4B
$4.38M 0.08%
27,934
+17,984
+181% +$2.67M
NTR icon
202
Nutrien
NTR
$32.4B
$4.38M 0.08%
75,800
+69,252
+1,058% +$3.83M
WMT icon
203
Walmart Inc
WMT
$889B
$4.37M 0.08%
139,767
-148,272
-51% -$4.54M
LRCX icon
204
CALL
Lam Research
LRCX
$365B
$4.34M 0.08%
+286,000
New +$4.88M
MTB icon
205
M&T Bank
MTB
$36B
$4.33M 0.08%
26,305
+11,650
+79% +$2.02M
Y
206
DELISTED
Alleghany Corp
Y
$4.31M 0.08%
6,600
+5,600
+560% +$3.51M
D icon
207
Dominion Energy
D
$61.8B
$4.3M 0.08%
61,211
+22,907
+60% +$1.62M
SYK icon
208
PUT
Stryker
SYK
$129B
$4.3M 0.08%
+24,200
New +$4.13M
TGT icon
209
CALL
Target
TGT
$63.7B
$4.3M 0.08%
+48,700
New +$4.05M
SSRM icon
210
SSR Mining
SSRM
$5.45B
$4.29M 0.08%
492,369
-32,631
-6% -$308K
TD icon
211
Toronto Dominion Bank
TD
$198B
$4.21M 0.08%
+69,200
New +$4.12M
ANDV
212
PUT
DELISTED
Andeavor
ANDV
$4.2M 0.08%
28,000
– –
CL icon
213
CALL
Colgate-Palmolive
CL
$73.6B
$4.15M 0.08%
+62,000
New +$4.13M
IQV icon
214
IQVIA
IQV
$35.6B
$4.14M 0.08%
31,877
+10,271
+48% +$1.23M
ADM icon
215
PUT
Archer Daniels Midland
ADM
$40.1B
$4.13M 0.08%
82,100
+67,300
+455% +$3.3M
FCE.A
216
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$4.09M 0.07%
162,963
+24,965
+18% +$608K
SWN
217
DELISTED
Southwestern Energy Company
SWN
$4.06M 0.07%
+794,634
New +$4.21M
MXIM
218
DELISTED
Maxim Integrated Products
MXIM
$4.05M 0.07%
+71,843
New +$4.33M
RCL icon
219
Royal Caribbean
RCL
$81.8B
$4.04M 0.07%
31,128
-5,149
-14% -$603K
PXD
220
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
$4.02M 0.07%
23,100
+14,100
+157% +$2.52M
DE icon
221
PUT
Deere & Co
DE
$169B
$4M 0.07%
+26,600
New +$3.82M
MSCI icon
222
MSCI
MSCI
$41.5B
$3.98M 0.07%
22,445
+6,571
+41% +$1.14M
HII icon
223
Huntington Ingalls Industries
HII
$11.4B
$3.97M 0.07%
+15,500
New +$3.71M
XLI icon
224
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$3.95M 0.07%
50,400
+30,800
+157% +$2.35M
LSXMA
225
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$3.95M 0.07%
125,897
+25,497
+25% +$855K
7 8
9
10 11

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Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.