We are live on
!
Find out more
PP
Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
(+28%)
Cap. Flow
+$1.91B
Cap. Flow
% of AUM
18.7%
Top 10 Holdings %
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Biogen
BIIB
|
+$88.6M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$55.2M |
| 3 |
Amazon
AMZN
|
+$50.7M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$50.4M |
| 5 |
Apple
AAPL
|
+$27.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
KLA
KLAC
|
+$30.4M |
| 2 |
Wells Fargo
WFC
|
+$18.1M |
| 3 |
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
|
+$13.9M |
| 4 |
STJ
St Jude Medical
STJ
|
+$13.5M |
| 5 |
LNKD
LinkedIn Corporation
LNKD
|
+$13.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Discretionary | 4.46% |
| 2 | Industrials | 3.74% |
| 3 | Financials | 3.69% |
| 4 | Healthcare | 3.55% |
| 5 | Technology | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
CALL
Walt Disney
DIS
$165B
| $5.84M | 0.06% |
56,000
-20,000
| -26% | -$1.95M |
|
|
202
PUT
Walt Disney
DIS
$165B
| $5.84M | 0.06% |
56,000
-20,000
| -26% | -$1.95M |
|
203
PUT
Cognizant
CTSH
$21.5B
| $5.83M | 0.06% |
104,000
+72,000
| +225% | +$3.85M |
|
204
PUT
PNC Financial Services
PNC
$100B
| $5.74M | 0.06% |
49,100
+8,700
| +22% | +$905K |
|
205
Adobe
ADBE
$89.5B
| $5.73M | 0.06% |
55,635
+6,794
| +14% | +$719K |
|
206
PUT
Citigroup
C
$222B
| $5.71M | 0.06% |
96,000
-333,300
| -78% | -$18M |
|
207
LyondellBasell Industries
LYB
$19.5B
| $5.7M | 0.06% |
66,404
+45,401
| +216% | +$3.81M |
|
208
PPG Industries
PPG
$25.9B
| $5.69M | 0.06% |
60,089
+31,405
| +109% | +$3M |
|
|
KATE
209
DELISTED
Kate Spade & Company
KATE
| $5.69M | 0.06% |
304,677
+219,256
| +257% | +$3.59M |
|
|
NVO
210
CALL
Novo Nordisk
NVO
$216B
| $5.69M | 0.06% |
+317,200
| New | +$5.75M |
|
|
HAR
211
DELISTED
Harman International Industries
HAR
| $5.67M | 0.06% |
51,000
+39,052
| +327% | +$3.77M |
|
|
212
PNC Financial Services
PNC
$100B
| $5.66M | 0.06% |
48,381
-2,034
| -4% | -$211K |
|
213
PUT
T-Mobile US
TMUS
$193B
| $5.65M | 0.06% |
98,200
-50,800
| -34% | -$2.66M |
|
214
CALL
Alibaba
BABA
$269B
| $5.62M | 0.06% |
64,000
+12,000
| +23% | +$1.16M |
|
215
Cisco
CSCO
$450B
| $5.62M | 0.06% |
185,867
+158,631
| +582% | +$4.84M |
|
216
CALL
iShares MSCI Emerging Markets ETF
EEM
$28B
| $5.61M | 0.05% |
160,100
+100,700
| +170% | +$3.63M |
|
217
CALL
Mastercard
MA
$477B
| $5.59M | 0.05% |
54,100
-32,900
| -38% | -$3.41M |
|
218
CALL
Meta Platforms (Facebook)
META
$1.51T
| $5.57M | 0.05% |
48,400
-302,300
| -86% | -$37.1M |
|
|
219
PUT
Meta Platforms (Facebook)
META
$1.51T
| $5.57M | 0.05% |
48,400
-327,600
| -87% | -$40.2M |
|
|
LVLT
220
DELISTED
Level 3 Communications Inc
LVLT
| $5.54M | 0.05% |
98,212
+37,674
| +62% | +$1.99M |
|
221
Moody's
MCO
$81.7B
| $5.49M | 0.05% |
58,262
+46,607
| +400% | +$4.7M |
|
222
PUT
Valero Energy
VLO
$89.8B
| $5.47M | 0.05% |
80,000
+40,000
| +100% | +$2.46M |
|
223
Matthews International
MATW
$864M
| $5.46M | 0.05% |
+71,100
| New | +$4.78M |
|
224
PUT
Netflix
NFLX
$292B
| $5.45M | 0.05% |
440,000
+120,000
| +38% | +$1.42M |
|
225
Mine Safety
MSA
$6.74B
| $5.42M | 0.05% |
+78,154
| New | +$4.83M |
|
Similar funds
JF
PWMG
NIEF
HIM
MCA
OA
BWP
MC
Paloma Partners's Q4 2016 Portfolio in Review
As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.
By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.
On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.
- Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
- Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
- Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
- Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
- Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
- Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
- Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.
Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.