We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
201
DELISTED
Twitter, Inc.
TWTR
$5M 0.06%
+216,946
New +$4.08M
MET icon
202
CALL
MetLife
MET
$61B
$4.98M 0.06%
125,664
-8,976
-7% -$337K
SJM icon
203
J.M. Smucker
SJM
$12.6B
$4.89M 0.06%
36,089
-23,201
-39% -$3.41M
ICE icon
204
Intercontinental Exchange
ICE
$82.4B
$4.87M 0.06%
90,455
-8,280
-8% -$452K
IP icon
205
International Paper
IP
$22.3B
$4.86M 0.06%
106,940
-47,492
-31% -$2.09M
BTG icon
206
B2Gold
BTG
$5.16B
$4.74M 0.06%
1,801,166
+1,603,458
+811% +$4.76M
BBBY
207
DELISTED
Bed Bath & Beyond Inc
BBBY
$4.74M 0.06%
109,881
-102,632
-48% -$4.56M
LEN icon
208
PUT
Lennar Class A
LEN
$20.4B
$4.7M 0.06%
116,717
+74,695
+178% +$3.31M
OSK icon
209
PUT
Oshkosh
OSK
$9.67B
$4.7M 0.06%
+84,000
New +$4.42M
SLB icon
210
SLB Ltd
SLB
$77.8B
$4.7M 0.06%
59,714
+24,803
+71% +$1.97M
TROW icon
211
T. Rowe Price
TROW
$25B
$4.69M 0.06%
70,499
+26,161
+59% +$1.82M
KMB icon
212
Kimberly-Clark
KMB
$36.4B
$4.68M 0.06%
37,114
+34,077
+1,122% +$4.41M
AIG icon
213
PUT
American International
AIG
$41.9B
$4.62M 0.06%
77,800
-74,300
-49% -$4.25M
PRU icon
214
CALL
Prudential Financial
PRU
$41.7B
$4.61M 0.06%
56,400
+20,400
+57% +$1.57M
SPLS
215
DELISTED
Staples Inc
SPLS
$4.61M 0.06%
538,580
-52,257
-9% -$460K
XEC
216
DELISTED
CIMAREX ENERGY CO
XEC
$4.6M 0.06%
34,215
+20,975
+158% +$2.63M
UPS icon
217
United Parcel Service
UPS
$97.6B
$4.56M 0.06%
41,665
+15,570
+60% +$1.7M
PNC icon
218
PNC Financial Services
PNC
$100B
$4.54M 0.06%
50,415
-104,382
-67% -$8.96M
EXPD icon
219
PUT
Expeditors International
EXPD
$22.9B
$4.53M 0.06%
88,000
+48,000
+120% +$2.43M
GS icon
220
PUT
Goldman Sachs
GS
$313B
$4.52M 0.06%
28,000
+4,000
+17% +$650K
CRM icon
221
Salesforce
CRM
$134B
$4.51M 0.06%
63,248
-107,944
-63% -$8.42M
PSX icon
222
CALL
Phillips 66
PSX
$82.9B
$4.51M 0.06%
56,000
+20,000
+56% +$1.55M
PSX icon
223
PUT
Phillips 66
PSX
$82.9B
$4.51M 0.06%
56,000
+20,000
+56% +$1.55M
DIS icon
224
Walt Disney
DIS
$165B
$4.44M 0.06%
47,792
-23,096
-33% -$2.21M
LLY icon
225
PUT
Eli Lilly
LLY
$1.07T
$4.42M 0.06%
55,100
+47,100
+589% +$3.77M
7 8
9
10 11

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
BWP
Bernardo Wealth Planning Harleysville, Pennsylvania $511M AUM 13.04% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return

Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.