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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.08B
AUM Growth
-$1.45B
Cap. Flow
-$2.4B
Cap. Flow %
-58.65%
Top 10 Hldgs %
49.4%
Holding
2,184
New
458
Increased
260
Reduced
212
Closed
1,185

Top Buys

Rank Stock Value
1
OTIS icon
Otis Worldwide
OTIS
+$15M
2
STNE icon
StoneCo
STNE
+$15M
3
LH icon
Labcorp
LH
+$14.9M
4
CSCO icon
Cisco
CSCO
+$14.6M
5
T icon
AT&T
T
+$13.7M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$34.9M
2
CL icon
Colgate-Palmolive
CL
+$24.4M
3
AMZN icon
Amazon
AMZN
+$23.9M
4
NSC icon
Norfolk Southern
NSC
+$20.3M
5
LVS icon
Las Vegas Sands
LVS
+$20.3M

Sector Composition

Rank Sector Weight
1 Technology 5.62%
2 Financials 4.72%
3 Healthcare 3.25%
4 Industrials 2.68%
5 Communication Services 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEC
2126
DELISTED
CIMAREX ENERGY CO
XEC
– –
-100,839
Closed -$7.31M
MAAC
2127
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
– –
-82,920
Closed -$820K
PTK
2128
DELISTED
PTK Acquisition Corp.
PTK
– –
-18,743
Closed -$186K
CAHC
2129
DELISTED
CA Healthcare Acquisition Corp. Class A Common Stock
CAHC
– –
-107,500
Closed -$1.06M
SRNG
2130
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-600,000
Closed -$5.98M
CENH
2131
CALL
DELISTED
Centricus Acquisition Corp. Class A Ordinary Share
CENH
– –
-134,593
Closed -$1.33M
CENH
2132
DELISTED
Centricus Acquisition Corp. Class A Ordinary Share
CENH
– –
-334,479
Closed -$3.31M
CORE
2133
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-9,299
Closed -$418K
PFPT
2134
DELISTED
Proofpoint, Inc.
PFPT
– –
-5,700
Closed -$990K
MXIM
2135
DELISTED
Maxim Integrated Products
MXIM
– –
-9,325
Closed -$982K
LIVK
2136
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
– –
-66,900
Closed -$668K
HOME
2137
DELISTED
At Home Group Inc.
HOME
– –
-12,024
Closed -$443K
WORK
2138
DELISTED
Slack Technologies, Inc.
WORK
– –
-18,026
Closed -$799K
PRAH
2139
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-2,306
Closed -$381K
ARCH
2140
DELISTED
Arch Resources, Inc.
ARCH
– –
-5,175
Closed -$295K
SPI
2141
DELISTED
SPI Energy Co., Ltd. Ordinary Shares
SPI
– –
-12,258
Closed -$82K
GTT
2142
DELISTED
GTT Communications, Inc.
GTT
– –
-93,837
Closed -$228K
FBC
2143
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-13,197
Closed -$558K
EMKR
2144
DELISTED
Emcore Corp
EMKR
– –
-2,283
Closed -$211K
HIBB
2145
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-6,072
Closed -$544K
SIVB
2146
CALL
DELISTED
SVB Financial Group
SIVB
– –
-800
Closed -$445K
ATIP
2147
CALL
DELISTED
ATI Physical Therapy, Inc.
ATIP
– –
-2
Closed -$1K
VZIO
2148
DELISTED
VIZIO Holding Corp.
VZIO
– –
-10,596
Closed -$286K
ACAHU
2149
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
– –
-71,100
Closed -$706K
IPVF.U
2150
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
– –
-86,000
Closed -$858K
83 84 85
86
87

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Paloma Partners's Q3 2021 Portfolio in Review

As of Q3 2021, Paloma Partners held 2,184 positions worth $4.08B, down 26% from $5.54B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Paloma Partners withdrew a net $2.4B in Q3 2021, closing 1,185 positions and reducing 212 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $34.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Otis Worldwide worth $14M.

  • Paloma Partners's largest Q3 2021 buy was Otis Worldwide: 170,426 shares worth $14M.
  • Paloma Partners added most to StoneCo in Q3 2021, an estimated $15M increase.
  • Paloma Partners's biggest Q3 2021 reduction was Monster Beverage, cutting an estimated $19.4M.
  • Paloma Partners fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $34.9M.
  • Paloma Partners's ten largest holdings make up 49% of its $4.08B portfolio in Q3 2021.
  • Paloma Partners opened 458 new positions and closed 1,185 in Q3 2021.
  • Paloma Partners's portfolio value fell 26% quarter-over-quarter to $4.08B.

Based on Paloma Partners's 13F filing for Q3 2021, filed 15 Nov 2021.