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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHLM
2126
DELISTED
Schulman (A.) Inc
SHLM
– –
-20,919
Closed -$931K
PAY
2127
DELISTED
Verifone Systems Inc
PAY
– –
-174,959
Closed -$3.99M
TAX
2128
DELISTED
Liberty Tax, Inc. Class A
TAX
– –
-33,399
Closed -$270K
CPLA
2129
DELISTED
Capella Education Company
CPLA
– –
-2,243
Closed -$221K
FMI
2130
DELISTED
Foundation Medicine, Inc.
FMI
– –
-35,220
Closed -$4.82M
KLDX
2131
DELISTED
KLONDEX MINES LTD
KLDX
– –
-198,100
Closed -$458K
RSPP
2132
DELISTED
RSP Permian, Inc.
RSPP
– –
-108,876
Closed -$4.79M
FNGN
2133
DELISTED
Financial Engines, Inc.
FNGN
– –
-74,300
Closed -$3.34M
VR
2134
DELISTED
Validus Hold Ltd
VR
– –
-115,675
Closed -$7.82M
WGL
2135
DELISTED
Wgl Holdings
WGL
– –
-19,211
Closed -$1.71M
IPCC
2136
DELISTED
Infinity Property & Casualty C
IPCC
– –
-30,411
Closed -$4.33M
KND
2137
DELISTED
Kindred Healthcare
KND
– –
-244,275
Closed -$2.2M
MACK
2138
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-79,565
Closed -$307K
GGP
2139
DELISTED
GGP Inc.
GGP
– –
-109,429
Closed -$2.24M
RVLT
2140
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-60,798
Closed -$245K
NLSN
2141
DELISTED
Nielsen Holdings plc
NLSN
– –
-26,709
Closed -$826K
DCT
2142
DELISTED
DCT Industrial Trust Inc.
DCT
– –
-16,852
Closed -$1.13M
ARC
2143
DELISTED
ARC Document Solutions, Inc.
ARC
– –
-194,799
Closed -$345K
ASCMA
2144
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-53,700
Closed -$151K
EMKR
2145
DELISTED
Emcore Corp
EMKR
– –
-13,290
Closed -$671K
CAVM
2146
DELISTED
Cavium, Inc.
CAVM
– –
-59,787
Closed -$5.17M
XL
2147
DELISTED
XL Group Ltd.
XL
– –
-129,970
Closed -$7.27M
YELL
2148
DELISTED
Yellow Corporation Common Stock
YELL
– –
-11,938
Closed -$120K
HSKA
2149
DELISTED
Heska Corp
HSKA
– –
-2,198
Closed -$228K
REV
2150
DELISTED
Revlon, Inc.
REV
– –
-16,800
Closed -$295K
83 84 85
86
87

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Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.