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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.08B
AUM Growth
-$1.45B
Cap. Flow
-$2.4B
Cap. Flow %
-58.65%
Top 10 Hldgs %
49.4%
Holding
2,184
New
458
Increased
260
Reduced
212
Closed
1,185

Top Buys

Rank Stock Value
1
OTIS icon
Otis Worldwide
OTIS
+$15M
2
STNE icon
StoneCo
STNE
+$15M
3
LH icon
Labcorp
LH
+$14.9M
4
CSCO icon
Cisco
CSCO
+$14.6M
5
T icon
AT&T
T
+$13.7M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$34.9M
2
CL icon
Colgate-Palmolive
CL
+$24.4M
3
AMZN icon
Amazon
AMZN
+$23.9M
4
NSC icon
Norfolk Southern
NSC
+$20.3M
5
LVS icon
Las Vegas Sands
LVS
+$20.3M

Sector Composition

Rank Sector Weight
1 Technology 5.62%
2 Financials 4.72%
3 Healthcare 3.25%
4 Industrials 2.68%
5 Communication Services 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MILE
2101
DELISTED
Metromile, Inc. Common Stock
MILE
– –
-18,021
Closed -$164K
XELA
2102
CALL
DELISTED
Exela Technologies, Inc. Common Stock
XELA
– –
-63
Closed -$606K
MIC
2103
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-12,285
Closed -$470K
PSB
2104
DELISTED
PS Business Parks, Inc.
PSB
– –
-5,367
Closed -$795K
WMC
2105
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-2,915
Closed -$95K
CDK
2106
DELISTED
CDK Global, Inc.
CDK
– –
-7,189
Closed -$358K
COHR
2107
DELISTED
Coherent Inc
COHR
– –
-1,901
Closed -$502K
APTS
2108
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-12,439
Closed -$121K
CERN
2109
DELISTED
Cerner Corp
CERN
– –
-30,763
Closed -$2.4M
ARTAU
2110
DELISTED
Artisan Acquisition Corp. Units
ARTAU
– –
-197,636
Closed -$1.97M
PBCT
2111
DELISTED
People's United Financial Inc
PBCT
– –
-36,791
Closed -$630K
VNE
2112
DELISTED
Veoneer, Inc.
VNE
– –
-12,205
Closed -$281K
NUAN
2113
DELISTED
Nuance Communications, Inc.
NUAN
– –
-12,385
Closed -$674K
XLNX
2114
DELISTED
Xilinx Inc
XLNX
– –
-3,951
Closed -$571K
TRIT
2115
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-21,333
Closed -$148K
SEAH
2116
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
– –
-64,500
Closed -$650K
XPDIU
2117
DELISTED
Power & Digital Infrastructure Acquisition Corp. Unit
XPDIU
– –
-50,000
Closed -$506K
KSU
2118
DELISTED
Kansas City Southern
KSU
– –
-3,084
Closed -$874K
CBAH.U
2119
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
– –
-21,500
Closed -$214K
PPD
2120
DELISTED
PPD, Inc. Common Stock
PPD
– –
-6,136
Closed -$282K
CXP
2121
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-15,681
Closed -$273K
LIII.U
2122
DELISTED
Leo Holdings III Corp Units, each consisting of one Class A ordinary share, and one-fifth of one red
LIII.U
– –
-129,000
Closed -$1.3M
ZGYHR
2123
DELISTED
Yunhong International Right
ZGYHR
– –
-80,802
Closed -$28K
ZGYH
2124
CALL
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
– –
-10,962
Closed -$111K
KURIU
2125
DELISTED
Alkuri Global Acquisition Corp Unit
KURIU
– –
-88,106
Closed -$905K
83 84
85
86 87

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Paloma Partners's Q3 2021 Portfolio in Review

As of Q3 2021, Paloma Partners held 2,184 positions worth $4.08B, down 26% from $5.54B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Paloma Partners withdrew a net $2.4B in Q3 2021, closing 1,185 positions and reducing 212 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $34.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Otis Worldwide worth $14M.

  • Paloma Partners's largest Q3 2021 buy was Otis Worldwide: 170,426 shares worth $14M.
  • Paloma Partners added most to StoneCo in Q3 2021, an estimated $15M increase.
  • Paloma Partners's biggest Q3 2021 reduction was Monster Beverage, cutting an estimated $19.4M.
  • Paloma Partners fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $34.9M.
  • Paloma Partners's ten largest holdings make up 49% of its $4.08B portfolio in Q3 2021.
  • Paloma Partners opened 458 new positions and closed 1,185 in Q3 2021.
  • Paloma Partners's portfolio value fell 26% quarter-over-quarter to $4.08B.

Based on Paloma Partners's 13F filing for Q3 2021, filed 15 Nov 2021.