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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APC
2101
DELISTED
Anadarko Petroleum
APC
– –
-82,800
Closed -$5.59M
BRSS
2102
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-12,644
Closed -$396K
SFS
2103
DELISTED
Smart & Final Stores, Inc.
SFS
– –
-23,256
Closed -$129K
FTD
2104
DELISTED
FTD Companies, Inc. Common Stock
FTD
– –
-82,298
Closed -$382K
GNCA
2105
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-50,112
Closed -$343K
MXWL
2106
DELISTED
Maxwell Technologies Inc
MXWL
– –
-10,900
Closed -$57K
ACET
2107
DELISTED
Aceto Corp
ACET
– –
-145,700
Closed -$488K
TIS
2108
DELISTED
Orchids Paper Products, Inc.
TIS
– –
-44,400
Closed -$177K
TFCF
2109
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-6,653
Closed -$328K
ICON
2110
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-24,390
Closed -$142K
CIVI
2111
DELISTED
Civitas Solutions, Inc.
CIVI
– –
-24,694
Closed -$405K
SGYP
2112
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-21,131
Closed -$37K
MB
2113
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
– –
-28,750
Closed -$1.11M
WRD
2114
DELISTED
WildHorse Resource Development
WRD
– –
-102,363
Closed -$2.6M
KANG
2115
DELISTED
iKang Healthcare Group, Inc.
KANG
– –
-38,152
Closed -$781K
SIR
2116
DELISTED
SELECT INCOME REIT
SIR
– –
-22,159
Closed -$219K
RSYS
2117
DELISTED
Radisys Corp
RSYS
– –
-179,318
Closed -$125K
ARII
2118
DELISTED
American Railcar Industries, Inc.
ARII
– –
-8,590
Closed -$339K
JONE
2119
DELISTED
Jones Energy, Inc.
JONE
– –
-12,340
Closed -$92K
GSHTW
2120
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
– –
-216,350
Closed -$369K
ANDV
2121
CALL
DELISTED
Andeavor
ANDV
– –
-28,000
Closed -$3.67M
GST
2122
DELISTED
Gastar Exploration Inc.
GST
– –
-877,800
Closed -$492K
ILG
2123
DELISTED
ILG, Inc Common Stock
ILG
– –
-133,359
Closed -$4.41M
COTV
2124
DELISTED
Cotiviti Holdings, Inc.
COTV
– –
-30,727
Closed -$1.36M
SIGM
2125
DELISTED
Sigma Designs Inc
SIGM
– –
-13,200
Closed -$81K
83 84
85
86 87

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HIM
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MCA
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Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.