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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDTX
2101
DELISTED
Cidara Therapeutics
CDTX
– –
-2,350
Closed -$353K
CDW icon
2102
CDW
CDW
$17.6B
– –
-28,480
Closed -$1.78M
CFG icon
2103
Citizens Financial Group
CFG
$30.1B
– –
-151,599
Closed -$5.41M
CHH icon
2104
Choice Hotels
CHH
$5.15B
– –
-3,245
Closed -$208K
CHKP icon
2105
CALL
Check Point Software Technologies
CHKP
$13.6B
– –
-28,000
Closed -$3.05M
CHKP icon
2106
PUT
Check Point Software Technologies
CHKP
$13.6B
– –
-28,000
Closed -$3.05M
CHRD icon
2107
Chord Energy
CHRD
$7.42B
– –
-15,041
Closed -$121K
CHRW icon
2108
C.H. Robinson
CHRW
$20.6B
– –
-8,400
Closed -$582K
CHT icon
2109
Chunghwa Telecom
CHT
$33.4B
– –
-8,092
Closed -$285K
CIEN icon
2110
PUT
Ciena
CIEN
$53.4B
– –
-11,000
Closed -$275K
CIM
2111
Chimera Investment
CIM
$1.05B
– –
-3,700
Closed -$207K
CL icon
2112
Colgate-Palmolive
CL
$73.6B
– –
-85,608
Closed -$6.35M
CLH icon
2113
Clean Harbors
CLH
$15.9B
– –
-6,620
Closed -$369K
CLW icon
2114
Clearwater Paper
CLW
$278M
– –
-5,243
Closed -$245K
CMPR icon
2115
Cimpress
CMPR
$2.41B
– –
-3,440
Closed -$326K
COKE icon
2116
Coca-Cola Consolidated
COKE
$12.4B
– –
-10,350
Closed -$237K
VISN
2117
Vistance Networks Inc
VISN
$2.67B
– –
-11,188
Closed -$425K
COP icon
2118
CALL
ConocoPhillips
COP
$141B
– –
-35,000
Closed -$1.54M
COP icon
2119
PUT
ConocoPhillips
COP
$141B
– –
-35,000
Closed -$1.54M
COTY icon
2120
CALL
Coty
COTY
$2.39B
– –
-23,700
Closed -$445K
COTY icon
2121
Coty
COTY
$2.39B
– –
-81,931
Closed -$1.54M
COTY icon
2122
PUT
Coty
COTY
$2.39B
– –
-18,500
Closed -$347K
CRDF icon
2123
Cardiff Oncology
CRDF
$65M
– –
-1,146
Closed -$104K
CRI icon
2124
Carter's
CRI
$1.43B
– –
-13,552
Closed -$1.21M
CSTE icon
2125
Caesarstone
CSTE
$75.7M
– –
-7,876
Closed -$276K
83 84
85
86 87

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.