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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.08B
AUM Growth
-$1.45B
Cap. Flow
-$2.4B
Cap. Flow %
-58.65%
Top 10 Hldgs %
49.4%
Holding
2,184
New
458
Increased
260
Reduced
212
Closed
1,185

Top Buys

Rank Stock Value
1
OTIS icon
Otis Worldwide
OTIS
+$15M
2
STNE icon
StoneCo
STNE
+$15M
3
LH icon
Labcorp
LH
+$14.9M
4
CSCO icon
Cisco
CSCO
+$14.6M
5
T icon
AT&T
T
+$13.7M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$34.9M
2
CL icon
Colgate-Palmolive
CL
+$24.4M
3
AMZN icon
Amazon
AMZN
+$23.9M
4
NSC icon
Norfolk Southern
NSC
+$20.3M
5
LVS icon
Las Vegas Sands
LVS
+$20.3M

Sector Composition

Rank Sector Weight
1 Technology 5.62%
2 Financials 4.72%
3 Healthcare 3.25%
4 Industrials 2.68%
5 Communication Services 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHACU
2076
DELISTED
SCP & CO Healthcare Acquisition Company Unit
SHACU
– –
-51,600
Closed -$520K
LOTZ
2077
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-15,660
Closed -$85K
ZWRKU
2078
DELISTED
Z-Work Acquisition Corp. Units
ZWRKU
– –
-25,000
Closed -$250K
UPH
2079
DELISTED
UpHealth, Inc.
UPH
– –
-1,081
Closed -$73K
CLRMU
2080
DELISTED
Clarim Acquisition Corp. Unit
CLRMU
– –
-50,000
Closed -$497K
MACC.U
2081
DELISTED
Mission Advancement Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Redeemable Warrant
MACC.U
– –
-21,500
Closed -$215K
NDACU
2082
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
– –
-43,000
Closed -$433K
FRWAU
2083
DELISTED
PWP Forward Acquisition Corp. I Units
FRWAU
– –
-21,500
Closed -$214K
FVIV.U
2084
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
– –
-86,000
Closed -$860K
CLR
2085
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-200,088
Closed -$7.61M
QTNT
2086
DELISTED
Quotient Limited Ordinary Shares
QTNT
– –
-402
Closed -$59K
TWTR
2087
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-25,000
Closed -$1.72M
AVLR
2088
DELISTED
Avalara, Inc.
AVLR
– –
-15,671
Closed -$2.54M
Y
2089
DELISTED
Alleghany Corp
Y
– –
-1,641
Closed -$1.09M
PING
2090
DELISTED
Ping Identity Holding Corp.
PING
– –
-18,506
Closed -$424K
RMO
2091
DELISTED
Romeo Power, Inc.
RMO
– –
-13,266
Closed -$108K
CVET
2092
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-7,646
Closed -$206K
TMX
2093
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-6,351
Closed -$303K
IEA
2094
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-13,584
Closed -$175K
CHNG
2095
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-11,146
Closed -$257K
GCP
2096
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-15,627
Closed -$364K
EQD
2097
CALL
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-8,333
Closed -$82K
EQD
2098
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-78,749
Closed -$776K
NBEV
2099
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
-18,005
Closed -$40K
AXU
2100
DELISTED
Alexco Resource Corp
AXU
– –
-37,141
Closed -$93K
82 83
84
85 86

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Paloma Partners's Q3 2021 Portfolio in Review

As of Q3 2021, Paloma Partners held 2,184 positions worth $4.08B, down 26% from $5.54B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Paloma Partners withdrew a net $2.4B in Q3 2021, closing 1,185 positions and reducing 212 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $34.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Otis Worldwide worth $14M.

  • Paloma Partners's largest Q3 2021 buy was Otis Worldwide: 170,426 shares worth $14M.
  • Paloma Partners added most to StoneCo in Q3 2021, an estimated $15M increase.
  • Paloma Partners's biggest Q3 2021 reduction was Monster Beverage, cutting an estimated $19.4M.
  • Paloma Partners fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $34.9M.
  • Paloma Partners's ten largest holdings make up 49% of its $4.08B portfolio in Q3 2021.
  • Paloma Partners opened 458 new positions and closed 1,185 in Q3 2021.
  • Paloma Partners's portfolio value fell 26% quarter-over-quarter to $4.08B.

Based on Paloma Partners's 13F filing for Q3 2021, filed 15 Nov 2021.