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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.08B
AUM Growth
-$1.45B
Cap. Flow
-$2.4B
Cap. Flow %
-58.65%
Top 10 Hldgs %
49.4%
Holding
2,184
New
458
Increased
260
Reduced
212
Closed
1,185

Top Buys

Rank Stock Value
1
OTIS icon
Otis Worldwide
OTIS
+$15M
2
STNE icon
StoneCo
STNE
+$15M
3
LH icon
Labcorp
LH
+$14.9M
4
CSCO icon
Cisco
CSCO
+$14.6M
5
T icon
AT&T
T
+$13.7M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$34.9M
2
CL icon
Colgate-Palmolive
CL
+$24.4M
3
AMZN icon
Amazon
AMZN
+$23.9M
4
NSC icon
Norfolk Southern
NSC
+$20.3M
5
LVS icon
Las Vegas Sands
LVS
+$20.3M

Sector Composition

Rank Sector Weight
1 Technology 5.62%
2 Financials 4.72%
3 Healthcare 3.25%
4 Industrials 2.68%
5 Communication Services 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAA
2051
DELISTED
IAA, Inc. Common Stock
IAA
– –
-95,334
Closed -$5.2M
KSICU
2052
DELISTED
Kadem Sustainable Impact Corporation Unit
KSICU
– –
-51,300
Closed -$513K
TBSAU
2053
DELISTED
TB SA Acquisition Corp Unit
TBSAU
– –
-430,000
Closed -$4.28M
SFT
2054
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-3,027
Closed -$259K
LHDX
2055
DELISTED
Lucira Health, Inc. Common Stock
LHDX
– –
-19,312
Closed -$128K
RFP
2056
DELISTED
Resolute Forest Products Inc.
RFP
– –
-19,262
Closed -$236K
AVYA
2057
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-21,799
Closed -$586K
CTAQ
2058
DELISTED
Carney Technology Acquisition Corp. II Class A Common Stock
CTAQ
– –
-86,879
Closed -$843K
STOR
2059
DELISTED
STORE Capital Corporation
STOR
– –
-6,979
Closed -$241K
SJI
2060
DELISTED
South Jersey Industries, Inc.
SJI
– –
-26,300
Closed -$682K
IGAC
2061
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
-31,947
Closed -$311K
BIOR
2062
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
– –
-72
Closed -$64K
DS
2063
DELISTED
Drive Shack Inc.
DS
– –
-47,265
Closed -$156K
GIIXU
2064
DELISTED
Gores Holdings VIII, Inc. Unit
GIIXU
– –
-43,000
Closed -$429K
AFAQU
2065
DELISTED
AF Acquisition Corp Units
AFAQU
– –
-71,250
Closed -$708K
ABMD
2066
DELISTED
Abiomed Inc
ABMD
– –
-2,770
Closed -$864K
COLIU
2067
DELISTED
Colicity Inc. Units
COLIU
– –
-30,143
Closed -$304K
COLI
2068
DELISTED
Colicity Inc. Class A Common Stock
COLI
– –
-8,369
Closed -$82K
GSEVU
2069
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
– –
-43,000
Closed -$433K
GHACU
2070
DELISTED
Gaming & Hospitality Acquisition Corp. Unit
GHACU
– –
-95,615
Closed -$954K
GTPAU
2071
DELISTED
Gores Technology Partners, Inc. Units
GTPAU
– –
-43,000
Closed -$440K
GTPBU
2072
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
– –
-86,000
Closed -$889K
SPGS.U
2073
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
– –
-86,000
Closed -$866K
TSPQ.U
2074
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
– –
-43,000
Closed -$429K
CND
2075
DELISTED
Concord Acquisition Corp.
CND
– –
-91,114
Closed -$897K
81 82
83
84 85

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Paloma Partners's Q3 2021 Portfolio in Review

As of Q3 2021, Paloma Partners held 2,184 positions worth $4.08B, down 26% from $5.54B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Paloma Partners withdrew a net $2.4B in Q3 2021, closing 1,185 positions and reducing 212 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $34.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Otis Worldwide worth $14M.

  • Paloma Partners's largest Q3 2021 buy was Otis Worldwide: 170,426 shares worth $14M.
  • Paloma Partners added most to StoneCo in Q3 2021, an estimated $15M increase.
  • Paloma Partners's biggest Q3 2021 reduction was Monster Beverage, cutting an estimated $19.4M.
  • Paloma Partners fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $34.9M.
  • Paloma Partners's ten largest holdings make up 49% of its $4.08B portfolio in Q3 2021.
  • Paloma Partners opened 458 new positions and closed 1,185 in Q3 2021.
  • Paloma Partners's portfolio value fell 26% quarter-over-quarter to $4.08B.

Based on Paloma Partners's 13F filing for Q3 2021, filed 15 Nov 2021.