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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWNKW
2051
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-55,720
Closed -$102K
SBBP
2052
DELISTED
Strongbridge Biopharma plc.
SBBP
– –
-136,199
Closed -$817K
PFPT
2053
DELISTED
Proofpoint, Inc.
PFPT
– –
-129,389
Closed -$14.9M
KIN
2054
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-11,200
Closed -$119K
ALXN
2055
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,714
Closed -$215K
MDLY
2056
DELISTED
Medley Management Inc
MDLY
– –
-2,550
Closed -$91K
CMD
2057
DELISTED
Cantel Medical Corporation
CMD
– –
-100,499
Closed -$9.89M
RP
2058
DELISTED
RealPage, Inc.
RP
– –
-208,427
Closed -$11.5M
HMSY
2059
DELISTED
HMS Holdings Corp.
HMSY
– –
-15,457
Closed -$334K
SINA
2060
CALL
DELISTED
Sina Corp
SINA
– –
-25,100
Closed -$2.13M
SINA
2061
DELISTED
Sina Corp
SINA
– –
-4,498
Closed -$381K
SINA
2062
PUT
DELISTED
Sina Corp
SINA
– –
-25,400
Closed -$2.15M
CLCT
2063
DELISTED
Collectors Universe
CLCT
– –
-36,798
Closed -$542K
ARA
2064
DELISTED
American Renal Associates Holdings, Inc
ARA
– –
-22,587
Closed -$356K
CXO
2065
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-39,503
Closed -$5.46M
TIF
2066
CALL
DELISTED
Tiffany & Co.
TIF
– –
-35,000
Closed -$4.61M
TIF
2067
DELISTED
Tiffany & Co.
TIF
– –
-2,733
Closed -$360K
BMCH
2068
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
-11,131
Closed -$232K
HDS
2069
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-55,500
Closed -$2.38M
VER
2070
DELISTED
VEREIT, Inc.
VER
– –
-15,707
Closed -$585K
CBL
2071
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-37,317
Closed -$208K
AKCA
2072
DELISTED
Akcea Therapeutics Inc
AKCA
– –
-9,100
Closed -$216K
AMTD
2073
CALL
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-23,700
Closed -$1.3M
ETFC
2074
CALL
DELISTED
E*Trade Financial Corporation
ETFC
– –
-5,100
Closed -$312K
ETFC
2075
PUT
DELISTED
E*Trade Financial Corporation
ETFC
– –
-21,400
Closed -$1.31M
81 82
83
84 85

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Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.