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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALT icon
2051
Altimmune
ALT
$576M
– –
-780
Closed -$75K
ALTO icon
2052
Alto Ingredients
ALTO
$349M
– –
-22,961
Closed -$144K
AMAT icon
2053
CALL
Applied Materials
AMAT
$410B
– –
-6,700
Closed -$277K
AMBA icon
2054
Ambarella
AMBA
$2.99B
– –
-18,472
Closed -$897K
AMD icon
2055
Advanced Micro Devices
AMD
$807B
– –
-927,499
Closed -$12.1M
AMED
2056
DELISTED
Amedisys
AMED
– –
-15,618
Closed -$981K
AMKR icon
2057
Amkor Technology
AMKR
$15B
– –
-76,171
Closed -$744K
AMN icon
2058
AMN Healthcare
AMN
$1.3B
– –
-36,398
Closed -$1.42M
AMPH icon
2059
Amphastar Pharmaceuticals
AMPH
$846M
– –
-24,680
Closed -$441K
AMRC icon
2060
Ameresco
AMRC
$1.12B
– –
-10,600
Closed -$82K
AMSC icon
2061
American Superconductor
AMSC
$1.48B
– –
-42,900
Closed -$198K
AN icon
2062
AutoNation
AN
$7.1B
– –
-9,055
Closed -$382K
ANF icon
2063
CALL
Abercrombie & Fitch
ANF
$4.41B
– –
-18,400
Closed -$229K
ANF icon
2064
PUT
Abercrombie & Fitch
ANF
$4.41B
– –
-18,400
Closed -$229K
APVO icon
2065
Aptevo Therapeutics
APVO
$5.25M
– –
0
– -$121K
AROC icon
2066
Archrock
AROC
$6.26B
– –
-23,880
Closed -$272K
ARWR icon
2067
Arrowhead Research
ARWR
$12B
– –
-215,600
Closed -$349K
EFOR
2068
Everforth Inc
EFOR
$884M
– –
-5,089
Closed -$275K
ASRT
2069
DELISTED
Assertio
ASRT
– –
-329
Closed -$211K
AVAV icon
2070
AeroVironment
AVAV
$7.81B
– –
-6,120
Closed -$234K
AVGO icon
2071
CALL
Broadcom
AVGO
$1.82T
– –
-210,000
Closed -$4.89M
AVNS icon
2072
Avanos Medical
AVNS
$1.17B
– –
-5,200
Closed -$204K
AVNT icon
2073
Avient
AVNT
$3.34B
– –
-19,291
Closed -$747K
AVY icon
2074
Avery Dennison
AVY
$12.5B
– –
-16,034
Closed -$1.42M
AWK icon
2075
American Water Works
AWK
$26.3B
– –
-14,041
Closed -$1.14M
81 82
83
84 85

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JF
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PWMG
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NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
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CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.