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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.08B
AUM Growth
-$1.45B
Cap. Flow
-$2.4B
Cap. Flow %
-58.65%
Top 10 Hldgs %
49.4%
Holding
2,184
New
458
Increased
260
Reduced
212
Closed
1,185

Top Buys

Rank Stock Value
1
OTIS icon
Otis Worldwide
OTIS
+$15M
2
STNE icon
StoneCo
STNE
+$15M
3
LH icon
Labcorp
LH
+$14.9M
4
CSCO icon
Cisco
CSCO
+$14.6M
5
T icon
AT&T
T
+$13.7M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$34.9M
2
CL icon
Colgate-Palmolive
CL
+$24.4M
3
AMZN icon
Amazon
AMZN
+$23.9M
4
NSC icon
Norfolk Southern
NSC
+$20.3M
5
LVS icon
Las Vegas Sands
LVS
+$20.3M

Sector Composition

Rank Sector Weight
1 Technology 5.62%
2 Financials 4.72%
3 Healthcare 3.25%
4 Industrials 2.68%
5 Communication Services 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMW
2026
DELISTED
VMware, Inc
VMW
– –
-1,969
Closed -$315K
NEWR
2027
DELISTED
New Relic, Inc.
NEWR
– –
-4,482
Closed -$300K
SFR
2028
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
– –
-73,522
Closed -$716K
FZT.U
2029
DELISTED
FAST Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
FZT.U
– –
-86,000
Closed -$862K
TRTN
2030
DELISTED
Triton International Limited
TRTN
– –
-4,905
Closed -$257K
RADI
2031
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
– –
-16,401
Closed -$238K
DTOCU
2032
DELISTED
Digital Transformation Opportunities Corp. Units
DTOCU
– –
-68,418
Closed -$677K
TKAT
2033
DELISTED
Takung Art Co., Ltd.
TKAT
– –
-20,111
Closed -$334K
WWE
2034
DELISTED
World Wrestling Entertainment
WWE
– –
-12,079
Closed -$699K
FOCS
2035
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-8,616
Closed -$418K
PTRA
2036
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-11,762
Closed -$201K
ARBGU
2037
DELISTED
Aequi Acquisition Corp Unit
ARBGU
– –
-40,000
Closed -$400K
CPUH
2038
CALL
DELISTED
Compute Health Acquisition Corp.
CPUH
– –
-23,886
Closed -$235K
CPUH
2039
DELISTED
Compute Health Acquisition Corp.
CPUH
– –
-95,547
Closed -$938K
UNVR
2040
DELISTED
Univar Solutions Inc.
UNVR
– –
-51,162
Closed -$1.25M
BBIG
2041
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
– –
-11,690
Closed -$628K
TTCF
2042
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-16,050
Closed -$344K
ILLM
2043
DELISTED
illumin Holdings Inc. Common Shares
ILLM
– –
-12,124
Closed -$120K
BRMK
2044
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-21,020
Closed -$223K
VNTR
2045
DELISTED
Venator Materials PLC
VNTR
– –
-20,712
Closed -$98K
IPVIU
2046
DELISTED
InterPrivate IV InfraTech Partners Inc. Units
IPVIU
– –
-86,000
Closed -$856K
AUY
2047
DELISTED
Yamana Gold, Inc.
AUY
– –
-187,882
Closed -$793K
DCT
2048
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
– –
-5,130
Closed -$223K
TETCU
2049
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
– –
-21,500
Closed -$215K
LVRAU
2050
DELISTED
Levere Holdings Corp. Unit
LVRAU
– –
-43,000
Closed -$441K
80 81
82
83 84

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Paloma Partners's Q3 2021 Portfolio in Review

As of Q3 2021, Paloma Partners held 2,184 positions worth $4.08B, down 26% from $5.54B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Paloma Partners withdrew a net $2.4B in Q3 2021, closing 1,185 positions and reducing 212 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $34.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Otis Worldwide worth $14M.

  • Paloma Partners's largest Q3 2021 buy was Otis Worldwide: 170,426 shares worth $14M.
  • Paloma Partners added most to StoneCo in Q3 2021, an estimated $15M increase.
  • Paloma Partners's biggest Q3 2021 reduction was Monster Beverage, cutting an estimated $19.4M.
  • Paloma Partners fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $34.9M.
  • Paloma Partners's ten largest holdings make up 49% of its $4.08B portfolio in Q3 2021.
  • Paloma Partners opened 458 new positions and closed 1,185 in Q3 2021.
  • Paloma Partners's portfolio value fell 26% quarter-over-quarter to $4.08B.

Based on Paloma Partners's 13F filing for Q3 2021, filed 15 Nov 2021.