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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$6.73B
AUM Growth
+$2.65B
Cap. Flow
+$2.08B
Cap. Flow %
30.84%
Top 10 Hldgs %
41.57%
Holding
2,240
New
1,244
Increased
283
Reduced
193
Closed
382

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.3M
3
JPM icon
JPMorgan Chase
JPM
+$19.4M
4
LHX icon
L3Harris
LHX
+$19.2M
5
XOM icon
ExxonMobil
XOM
+$18.7M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$16.2M
2
CSCO icon
Cisco
CSCO
+$14.7M
3
OTIS icon
Otis Worldwide
OTIS
+$14M
4
HCA icon
HCA Healthcare
HCA
+$12.2M
5
NEE icon
NextEra Energy
NEE
+$10.7M

Sector Composition

Rank Sector Weight
1 Technology 6.87%
2 Financials 5.38%
3 Consumer Discretionary 4.58%
4 Industrials 4.56%
5 Healthcare 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBR icon
2001
Nabors Industries
NBR
$1.17B
– –
-2,960
Closed -$286K
NCTY
2002
The9 Ltd
NCTY
$66.6M
– –
-3,541
Closed -$365K
NEE icon
2003
CALL
NextEra Energy
NEE
$185B
– –
-7,600
Closed -$597K
NI icon
2004
NiSource
NI
$21.5B
– –
-94,800
Closed -$2.3M
NIU
2005
Niu Technologies
NIU
$200M
– –
-16,919
Closed -$392K
NOV icon
2006
NOV
NOV
$6.84B
– –
-68,618
Closed -$900K
NOW icon
2007
CALL
ServiceNow
NOW
$120B
– –
-12,500
Closed -$1.55M
NUS icon
2008
Nu Skin
NUS
$257M
– –
-26,170
Closed -$1.06M
NVMI
2009
Nova
NVMI
$11.7B
– –
-2,187
Closed -$224K
NVR icon
2010
NVR
NVR
$17.1B
– –
-152
Closed -$729K
NXPI icon
2011
NXP Semiconductors
NXPI
$60.8B
– –
-9,436
Closed -$1.85M
OCFT
2012
DELISTED
OneConnect Financial Technology
OCFT
– –
-9,790
Closed -$401K
OEC icon
2013
Orion
OEC
$403M
– –
-12,686
Closed -$232K
OGI
2014
Organigram Holdings
OGI
$131M
– –
-11,906
Closed -$110K
OLED icon
2015
Universal Display
OLED
$3.75B
– –
-7,646
Closed -$1.31M
OPCH icon
2016
Option Care Health
OPCH
$3.58B
– –
-22,561
Closed -$547K
OR icon
2017
OR Royalties Inc
OR
$5.53B
– –
-10,051
Closed -$113K
ORCL icon
2018
CALL
Oracle
ORCL
$339B
– –
-53,500
Closed -$4.66M
OTIS icon
2019
Otis Worldwide
OTIS
$27.9B
– –
-170,426
Closed -$14M
PACB icon
2020
Pacific Biosciences
PACB
$435M
– –
-10,177
Closed -$260K
PCG icon
2021
PG&E
PCG
$39B
– –
-32,900
Closed -$316K
PD icon
2022
PagerDuty
PD
$830M
– –
-23,681
Closed -$982K
PEB icon
2023
Pebblebrook Hotel Trust
PEB
$2.18B
– –
-6,007
Closed -$135K
PEN icon
2024
Penumbra
PEN
$12.6B
– –
-2,050
Closed -$547K
PFG icon
2025
Principal Financial Group
PFG
$24.3B
– –
-23,711
Closed -$1.53M
79 80
81
82 83

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q4 2021 Portfolio in Review

As of Q4 2021, Paloma Partners held 2,240 positions worth $6.73B, up 65% from $4.08B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $2.08B of net new capital in Q4 2021, opening 1,244 new positions and adding to 283 existing holdings. Its largest new stake was Amazon: 126,000 shares worth $21M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 5.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was UnitedHealth, an estimated $16.2M trimmed.

  • Paloma Partners's largest Q4 2021 buy was Amazon: 126,000 shares worth $21M.
  • Paloma Partners added most to JPMorgan Chase in Q4 2021, an estimated $19.4M increase.
  • Paloma Partners's biggest Q4 2021 reduction was UnitedHealth, cutting an estimated $16.2M.
  • Paloma Partners fully exited Otis Worldwide in Q4 2021, selling an estimated $14M.
  • Paloma Partners's ten largest holdings make up 42% of its $6.73B portfolio in Q4 2021.
  • Paloma Partners opened 1,244 new positions and closed 382 in Q4 2021.
  • Paloma Partners's portfolio value rose 65% quarter-over-quarter to $6.73B.

Based on Paloma Partners's 13F filing for Q4 2021, filed 14 Feb 2022.