We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+13.04%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.12B
AUM Growth
+$844M
Cap. Flow
+$367M
Cap. Flow %
8.92%
Top 10 Hldgs %
16.7%
Holding
2,124
New
909
Increased
408
Reduced
310
Closed
475

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$69M
2
CVS icon
CVS Health
CVS
+$49.2M
3
PFE icon
Pfizer
PFE
+$39.9M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$38.9M
5
PEP icon
PepsiCo
PEP
+$37.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$113M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$55.6M
3
AAPL icon
Apple
AAPL
+$53.9M
4
ORCL icon
Oracle
ORCL
+$44.6M
5
C icon
Citigroup
C
+$31.1M

Sector Composition

Rank Sector Weight
1 Industrials 9.27%
2 Technology 9.19%
3 Healthcare 7.99%
4 Financials 7.7%
5 Consumer Discretionary 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPR
2001
DELISTED
Express, Inc.
EXPR
– –
-1,087
Closed -$111K
GHL
2002
DELISTED
Greenhill & Co., Inc.
GHL
– –
-8,800
Closed -$215K
APRN
2003
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
– –
-187
Closed -$34K
NATI
2004
DELISTED
National Instruments Corp
NATI
– –
-11,850
Closed -$538K
WWE
2005
CALL
DELISTED
World Wrestling Entertainment
WWE
– –
-50,000
Closed -$3.74M
TDW.WS.A
2006
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
– –
-20,790
Closed -$35K
GLOP
2007
DELISTED
GASLOG PARTNERS LP
GLOP
– –
-12,538
Closed -$248K
RUTH
2008
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-12,642
Closed -$287K
DBD
2009
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-53,300
Closed -$133K
BLCM
2010
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
– –
-2,240
Closed -$65K
MGI
2011
DELISTED
MoneyGram International, Inc. New
MGI
– –
-32,200
Closed -$64K
VYNT
2012
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
– –
-223
Closed -$8K
JNCE
2013
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
– –
-17,500
Closed -$59K
AVYA
2014
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-10,600
Closed -$154K
LCI
2015
DELISTED
Lannett Company, Inc.
LCI
– –
-4,323
Closed -$86K
EXTN
2016
DELISTED
Exterran Corporation
EXTN
– –
-14,900
Closed -$264K
SNP
2017
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-3,803
Closed -$268K
RDUS
2018
DELISTED
Radius Health, Inc.
RDUS
– –
-13,226
Closed -$218K
MTOR
2019
DELISTED
MERITOR, Inc.
MTOR
– –
-20,417
Closed -$345K
COHR
2020
DELISTED
Coherent Inc
COHR
– –
-18,900
Closed -$2M
CALA
2021
DELISTED
Calithera Biosciences, Inc
CALA
– –
-1,000
Closed -$80K
IIN
2022
DELISTED
IntriCon Corporation
IIN
– –
-10,000
Closed -$264K
ISBC
2023
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-48,764
Closed -$507K
VNE
2024
DELISTED
Veoneer, Inc.
VNE
– –
-37,500
Closed -$884K
FRTA
2025
DELISTED
Forterra, Inc
FRTA
– –
-22,300
Closed -$84K
79 80
81
82 83

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q1 2019 Portfolio in Review

As of Q1 2019, Paloma Partners held 2,124 positions worth $4.12B, up 26% from $3.27B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Paloma Partners deployed $367M of net new capital in Q1 2019, opening 909 new positions and adding to 408 existing holdings. Its largest new stake was Autodesk: 168,975 shares worth $26.3M.

By sector, the portfolio is most concentrated in Industrials at 9.3% of assets, up from 4.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street Technology Select Sector SPDR ETF, an estimated $113M trimmed.

  • Paloma Partners's largest Q1 2019 buy was Autodesk: 168,975 shares worth $26.3M.
  • Paloma Partners added most to State Street Consumer Staples Select Sector SPDR ETF in Q1 2019, an estimated $69M increase.
  • Paloma Partners's biggest Q1 2019 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $113M.
  • Paloma Partners fully exited Vanguard FTSE Emerging Markets ETF in Q1 2019, selling an estimated $19.3M.
  • Paloma Partners's ten largest holdings make up 17% of its $4.12B portfolio in Q1 2019.
  • Paloma Partners opened 909 new positions and closed 475 in Q1 2019.
  • Paloma Partners's portfolio value rose 26% quarter-over-quarter to $4.12B.

Based on Paloma Partners's 13F filing for Q1 2019, filed 15 May 2019.