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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
(-14%)
Cap. Flow
-$1.7B
Cap. Flow
% of AUM
-23.39%
Top 10 Holdings %
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALR
Alere Inc
ALR
|
+$36.1M |
| 2 |
PRXL
Parexel International Corp
PRXL
|
+$24.3M |
| 3 |
State Street SPDR S&P Retail ETF
XRT
|
+$14.8M |
| 4 |
EQT Corp
EQT
|
+$13.7M |
| 5 |
Pembina Pipeline
PBA
|
+$12.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$59M |
| 2 |
iShares Biotechnology ETF
IBB
|
+$41M |
| 3 |
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
|
+$30.5M |
| 4 |
Apple
AAPL
|
+$24.4M |
| 5 |
Thomson Reuters
TRI
|
+$20.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 4.49% |
| 2 | Industrials | 4.34% |
| 3 | Technology | 3.92% |
| 4 | Consumer Discretionary | 3.71% |
| 5 | Healthcare | 3.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KAACW
2001
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
| $137K | ﹤0.01% |
166,666
| – | – |
|
2002
Helix Energy Solutions
HLX
$1.42B
| $135K | ﹤0.01% |
18,350
-44,668
| -71% | -$283K |
|
|
EXK
2003
Endeavour Silver
EXK
$2.35B
| $134K | ﹤0.01% |
+56,353
| New | +$145K |
|
2004
Mitek Systems
MITK
$768M
| $132K | ﹤0.01% |
+13,945
| New | +$136K |
|
2005
Plug Power
PLUG
$2.87B
| $132K | ﹤0.01% |
+50,738
| New | +$113K |
|
|
VG
2006
DELISTED
Vonage Holdings Corporation
VG
| $132K | ﹤0.01% |
16,203
-182,001
| -92% | -$1.37M |
|
2007
Photronics
PLAB
$1.76B
| $131K | ﹤0.01% |
+14,800
| New | +$131K |
|
2008
Banco Bradesco
BBD
$38.5B
| $129K | ﹤0.01% |
+20,452
| New | +$119K |
|
|
FIT
2009
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $122K | ﹤0.01% |
17,500
-46,330
| -73% | -$270K |
|
2010
Dorian LPG
LPG
$1.88B
| $118K | ﹤0.01% |
17,418
-3,282
| -16% | -$24.2K |
|
2011
Barnes & Noble Education
BNED
$445M
| $114K | ﹤0.01% |
175
-16
| -8% | -$11.3K |
|
2012
TETRA Technologies
TTI
$1.14B
| $113K | ﹤0.01% |
+39,528
| New | +$96.9K |
|
2013
Sumitomo Mitsui Financial
SMFG
$167B
| $112K | ﹤0.01% |
14,472
| – | – |
|
|
AVP
2014
DELISTED
Avon Products, Inc.
AVP
| $112K | ﹤0.01% |
48,321
-1,481,597
| -97% | -$4.39M |
|
2015
Adecoagro
AGRO
$1.48B
| $109K | ﹤0.01% |
+10,129
| New | +$101K |
|
2016
ICICI Bank
IBN
$107B
| $108K | ﹤0.01% |
+12,518
| New | +$114K |
|
|
PDLI
2017
DELISTED
PDL BioPharma, Inc.
PDLI
| $106K | ﹤0.01% |
31,155
+255
| +0.8% | +$709 |
|
2018
Coeur Mining
CDE
$15.8B
| $97K | ﹤0.01% |
+10,507
| New | +$89.3K |
|
|
RIC
2019
DELISTED
Richmont Mines Inc.
RIC
| $93K | ﹤0.01% |
+10,000
| New | +$85K |
|
|
BLDP
2020
Ballard Power Systems
BLDP
$865M
| $88K | ﹤0.01% |
18,700
+5,200
| +39% | +$17.2K |
|
|
HAPN
2021
Happen Inc
HAPN
$2.16B
| $83K | ﹤0.01% |
2,741
-11,839
| -81% | -$341K |
|
2022
Harmonic Inc
HLIT
$1.23B
| $76K | ﹤0.01% |
24,888
-2,781
| -10% | -$10.3K |
|
|
INDUW
2023
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
| $76K | ﹤0.01% |
+192,200
| New | +$79.4K |
|
2024
Fortuna Silver Mines
FSM
$2.59B
| $75K | ﹤0.01% |
+16,982
| New | +$79.6K |
|
|
FRAN
2025
DELISTED
Francesca's Holdings Corporation
FRAN
| $75K | ﹤0.01% |
852
-2,500
| -75% | -$253K |
|
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Paloma Partners's Q3 2017 Portfolio in Review
As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.
Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.
- Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
- Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
- Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
- Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
- Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
- Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
- Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.
Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.