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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPLA icon
2001
LPL Financial
LPLA
$26.5B
– –
-19,700
Closed -$444K
LPSN icon
2002
LivePerson
LPSN
$20.8M
– –
-1,199
Closed -$113K
LSTR icon
2003
Landstar System
LSTR
$6.5B
– –
-10,236
Closed -$703K
LUV icon
2004
CALL
Southwest Airlines
LUV
$22.2B
– –
-24,000
Closed -$941K
LUV icon
2005
PUT
Southwest Airlines
LUV
$22.2B
– –
-24,000
Closed -$941K
MAG
2006
DELISTED
MAG Silver
MAG
– –
-18,200
Closed -$229K
MDXG icon
2007
MiMedx Group
MDXG
$635M
– –
-15,500
Closed -$124K
MDY icon
2008
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
– –
-4,800
Closed -$1.31M
MFA
2009
MFA Financial
MFA
$927M
– –
-5,768
Closed -$168K
MGA icon
2010
Magna International
MGA
$18.3B
– –
-43,462
Closed -$1.52M
MGNI icon
2011
Magnite
MGNI
$2.73B
– –
-10,727
Closed -$146K
MKL icon
2012
Markel Group
MKL
$25.2B
– –
-1,162
Closed -$1.11M
MLCO icon
2013
Melco Resorts & Entertainment
MLCO
$2.18B
– –
-44,247
Closed -$557K
MLM icon
2014
Martin Marietta Materials
MLM
$34.3B
– –
-10,382
Closed -$1.99M
MMSI icon
2015
Merit Medical Systems
MMSI
$4.54B
– –
-13,825
Closed -$274K
MNRO icon
2016
Monro
MNRO
$529M
– –
-14,023
Closed -$892K
MPT
2017
Medical Properties Trust
MPT
$2.86B
– –
-16,459
Closed -$250K
MRIN
2018
DELISTED
Marin Software
MRIN
– –
-2,741
Closed -$271K
MSA icon
2019
Mine Safety
MSA
$6.78B
– –
-3,835
Closed -$201K
MTD icon
2020
Mettler-Toledo International
MTD
$27B
– –
-918
Closed -$335K
MTB icon
2021
M&T Bank
MTB
$36B
– –
-9,007
Closed -$1.06M
MTDR icon
2022
Matador Resources
MTDR
$5.86B
– –
-22,853
Closed -$452K
NAT icon
2023
Nordic American Tanker
NAT
$1.37B
– –
-10,224
Closed -$141K
NBHC icon
2024
National Bank Holdings
NBHC
$1.89B
– –
-11,199
Closed -$228K
NCLH icon
2025
Norwegian Cruise Line
NCLH
$9.2B
– –
-32,596
Closed -$1.3M
79 80
81
82 83

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.