We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRC
2001
DELISTED
First Republic Bank
FRC
– –
-6,079
Closed -$383K
CSII
2002
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-18,581
Closed -$491K
OIG
2003
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-795
Closed -$161K
AGFS
2004
DELISTED
AgroFresh Solutions Inc
AGFS
– –
-60,000
Closed -$750K
RFP
2005
DELISTED
Resolute Forest Products Inc.
RFP
– –
-109,723
Closed -$1.24M
LCI
2006
DELISTED
Lannett Company, Inc.
LCI
– –
-1,295
Closed -$308K
RBCN
2007
DELISTED
Rubicon Technology, Inc.
RBCN
– –
-4,030
Closed -$98K
CLR
2008
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-46,461
Closed -$1.97M
ZEN
2009
DELISTED
ZENDESK INC
ZEN
– –
-9,805
Closed -$218K
TWTR
2010
DELISTED
Twitter, Inc.
TWTR
– –
-14,584
Closed -$529K
MN
2011
DELISTED
MANNING & NAPIER, INC.
MN
– –
-22,800
Closed -$227K
AMPE
2012
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-194
Closed -$138K
CDR
2013
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-1,636
Closed -$69K
ACC
2014
DELISTED
American Campus Communities, Inc.
ACC
– –
-23,899
Closed -$901K
GPL
2015
DELISTED
Great Panther Mining Limited
GPL
– –
-2,750
Closed -$12K
NTUS
2016
DELISTED
Natus Medical Inc
NTUS
– –
-11,000
Closed -$468K
SREV
2017
DELISTED
ServiceSource International, Inc.
SREV
– –
-37,000
Closed -$202K
MBII
2018
DELISTED
Marrone Bio Innovations, Inc.
MBII
– –
-21,450
Closed -$42K
COHR
2019
DELISTED
Coherent Inc
COHR
– –
-6,500
Closed -$413K
SFUN
2020
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
– –
-1,028
Closed -$432K
DISCK
2021
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-35,416
Closed -$1.1M
ARNA
2022
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-2,890
Closed -$134K
PVG
2023
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
-19,077
Closed -$103K
CXP
2024
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-26,453
Closed -$649K
NNA
2025
DELISTED
Navios Maritime Acquisition Corporation
NNA
– –
-747
Closed -$40K
79 80
81
82 83

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.