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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.08B
AUM Growth
-$1.45B
Cap. Flow
-$2.4B
Cap. Flow %
-58.65%
Top 10 Hldgs %
49.4%
Holding
2,184
New
458
Increased
260
Reduced
212
Closed
1,185

Top Buys

Rank Stock Value
1
OTIS icon
Otis Worldwide
OTIS
+$15M
2
STNE icon
StoneCo
STNE
+$15M
3
LH icon
Labcorp
LH
+$14.9M
4
CSCO icon
Cisco
CSCO
+$14.6M
5
T icon
AT&T
T
+$13.7M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$34.9M
2
CL icon
Colgate-Palmolive
CL
+$24.4M
3
AMZN icon
Amazon
AMZN
+$23.9M
4
NSC icon
Norfolk Southern
NSC
+$20.3M
5
LVS icon
Las Vegas Sands
LVS
+$20.3M

Sector Composition

Rank Sector Weight
1 Technology 5.62%
2 Financials 4.72%
3 Healthcare 3.25%
4 Industrials 2.68%
5 Communication Services 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOYY
1976
JOYY Inc
JOYY
$3.73B
– –
-9,959
Closed -$657K
BECN
1977
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-9,464
Closed -$504K
EQC
1978
DELISTED
Equity Commonwealth
EQC
– –
-43,947
Closed -$1.15M
PDCO
1979
DELISTED
Patterson Companies, Inc.
PDCO
– –
-19,878
Closed -$604K
VOXX
1980
DELISTED
VOXX International Corporation Class A
VOXX
– –
-11,302
Closed -$158K
NARI
1981
DELISTED
Inari Medical, Inc. Common Stock
NARI
– –
-4,777
Closed -$445K
SILV
1982
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-21,775
Closed -$190K
SUM
1983
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
– –
-14,013
Closed -$480K
HTLF
1984
DELISTED
Heartland Financial USA, Inc.
HTLF
– –
-10,098
Closed -$475K
B
1985
DELISTED
Barnes Group Inc.
B
– –
-7,133
Closed -$366K
NAPA
1986
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
– –
-10,933
Closed -$241K
CTLT
1987
DELISTED
CATALENT, INC.
CTLT
– –
-8,869
Closed -$959K
TCS
1988
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-1,149
Closed -$225K
MRO
1989
DELISTED
Marathon Oil Corporation
MRO
– –
-359,705
Closed -$4.9M
SAVE
1990
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-21,366
Closed -$651K
AXNX
1991
DELISTED
Axonics, Inc. Common Stock
AXNX
– –
-6,826
Closed -$432K
GRDI
1992
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
– –
-34,818
Closed -$337K
ME
1993
DELISTED
23andMe Holding Co
ME
– –
-1,083
Closed -$253K
SWN
1994
DELISTED
Southwestern Energy Company
SWN
– –
-10,561
Closed -$60K
TUP
1995
DELISTED
Tupperware Brands Corporation
TUP
– –
-18,457
Closed -$439K
BIG
1996
DELISTED
Big Lots, Inc.
BIG
– –
-10,855
Closed -$717K
LSXMK
1997
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-173,550
Closed -$6.24M
LSXMA
1998
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-129,064
Closed -$4.42M
ASXC
1999
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-132,227
Closed -$419K
CVIIU
2000
DELISTED
Churchill Capital Corp VII Units
CVIIU
– –
-43,000
Closed -$430K
78 79
80
81 82

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MCA
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Paloma Partners's Q3 2021 Portfolio in Review

As of Q3 2021, Paloma Partners held 2,184 positions worth $4.08B, down 26% from $5.54B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Paloma Partners withdrew a net $2.4B in Q3 2021, closing 1,185 positions and reducing 212 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $34.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Otis Worldwide worth $14M.

  • Paloma Partners's largest Q3 2021 buy was Otis Worldwide: 170,426 shares worth $14M.
  • Paloma Partners added most to StoneCo in Q3 2021, an estimated $15M increase.
  • Paloma Partners's biggest Q3 2021 reduction was Monster Beverage, cutting an estimated $19.4M.
  • Paloma Partners fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $34.9M.
  • Paloma Partners's ten largest holdings make up 49% of its $4.08B portfolio in Q3 2021.
  • Paloma Partners opened 458 new positions and closed 1,185 in Q3 2021.
  • Paloma Partners's portfolio value fell 26% quarter-over-quarter to $4.08B.

Based on Paloma Partners's 13F filing for Q3 2021, filed 15 Nov 2021.