PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.74B
AUM Growth
+$3.75B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
2,118
New
Increased
Reduced
Closed

Top Buys

1
+$79.2M
2
+$76.3M
3
+$70M
4
JPM icon
JPMorgan Chase
JPM
+$47.6M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$37.5M

Top Sells

1
+$16.4M
2
+$15.7M
3
+$13.8M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$12.4M
5
WBC
WABCO HOLDINGS INC.
WBC
+$12.1M

Sector Composition

1 Technology 13.85%
2 Financials 12.55%
3 Healthcare 12.45%
4 Industrials 10.14%
5 Consumer Discretionary 8.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1976
– –
-60,023
1977
– –
-18,925
1978
– –
-11,957
1979
– –
-301,437
1980
– –
-30,345
1981
– –
-59,966
1982
– –
-365
1983
– –
-3,117
1984
– –
-3,600
1985
– –
-6,649
1986
– –
-9,968
1987
– –
-25,733
1988
– –
-6,636
1989
– –
-2,624
1990
– –
-36,767
1991
– –
-46,972
1992
– –
-34,701
1993
– –
-3,304
1994
– –
-1,712
1995
– –
-14,843
1996
– –
-43,465
1997
– –
-17,510
1998
– –
-12,565
1999
– –
-5,509
2000
– –
-4,028
78 79
80
81 82