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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+13.04%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.12B
AUM Growth
+$844M
Cap. Flow
+$367M
Cap. Flow %
8.92%
Top 10 Hldgs %
16.7%
Holding
2,124
New
909
Increased
408
Reduced
310
Closed
475

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$69M
2
CVS icon
CVS Health
CVS
+$49.2M
3
PFE icon
Pfizer
PFE
+$39.9M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$38.9M
5
PEP icon
PepsiCo
PEP
+$37.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$113M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$55.6M
3
AAPL icon
Apple
AAPL
+$53.9M
4
ORCL icon
Oracle
ORCL
+$44.6M
5
C icon
Citigroup
C
+$31.1M

Sector Composition

Rank Sector Weight
1 Industrials 9.27%
2 Technology 9.19%
3 Healthcare 7.99%
4 Financials 7.7%
5 Consumer Discretionary 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPO icon
1976
PUT
XPO
XPO
$24.4B
– –
-14,457
Closed -$285K
XYL icon
1977
Xylem
XYL
$29.8B
– –
-21,890
Closed -$1.46M
YUMC icon
1978
Yum China
YUMC
$15.6B
– –
-10,985
Closed -$368K
ZBRA icon
1979
Zebra Technologies
ZBRA
$13.1B
– –
-3,255
Closed -$518K
ZTS icon
1980
Zoetis
ZTS
$32.7B
– –
-14,000
Closed -$1.2M
ASTH icon
1981
Astrana Health
ASTH
$1.85B
– –
-17,036
Closed -$338K
UCB
1982
United Community Banks
UCB
$4.25B
– –
-15,565
Closed -$334K
GAP
1983
CALL
The Gap Inc
GAP
$7.31B
– –
-28,300
Closed -$729K
GAP
1984
PUT
The Gap Inc
GAP
$7.31B
– –
-24,500
Closed -$631K
INVX
1985
Innovex International
INVX
$1.82B
– –
-23,408
Closed -$703K
XYZ
1986
CALL
Block Inc
XYZ
$49.3B
– –
-21,000
Closed -$1.18M
XYZ
1987
PUT
Block Inc
XYZ
$49.3B
– –
-36,900
Closed -$2.07M
CMRX
1988
DELISTED
Chimerix, Inc.
CMRX
– –
-27,700
Closed -$71K
ALTR
1989
DELISTED
Altair Engineering Inc
ALTR
– –
-16,506
Closed -$455K
CUTR
1990
DELISTED
Cutera, Inc.
CUTR
– –
-20,100
Closed -$342K
LUMO
1991
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
– –
-2,222
Closed -$30K
PRFT
1992
DELISTED
Perficient Inc
PRFT
– –
-19,264
Closed -$429K
LSXMK
1993
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-10,240
Closed -$288K
DOOR
1994
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
– –
-9,263
Closed -$415K
OPGN
1995
DELISTED
OpGen, Inc
OPGN
– –
-3
Closed -$15K
NBSE
1996
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-191
Closed -$7K
PXD
1997
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-5,100
Closed -$671K
AEL
1998
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-13,508
Closed -$378K
CASA
1999
DELISTED
Casa Systems, Inc. Common Stock
CASA
– –
-11,378
Closed -$149K
PGTI
2000
DELISTED
PGT, Inc.
PGTI
– –
-13,510
Closed -$214K
78 79
80
81 82

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NIEF
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HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
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MWAM
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Paloma Partners's Q1 2019 Portfolio in Review

As of Q1 2019, Paloma Partners held 2,124 positions worth $4.12B, up 26% from $3.27B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Paloma Partners deployed $367M of net new capital in Q1 2019, opening 909 new positions and adding to 408 existing holdings. Its largest new stake was Autodesk: 168,975 shares worth $26.3M.

By sector, the portfolio is most concentrated in Industrials at 9.3% of assets, up from 4.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street Technology Select Sector SPDR ETF, an estimated $113M trimmed.

  • Paloma Partners's largest Q1 2019 buy was Autodesk: 168,975 shares worth $26.3M.
  • Paloma Partners added most to State Street Consumer Staples Select Sector SPDR ETF in Q1 2019, an estimated $69M increase.
  • Paloma Partners's biggest Q1 2019 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $113M.
  • Paloma Partners fully exited Vanguard FTSE Emerging Markets ETF in Q1 2019, selling an estimated $19.3M.
  • Paloma Partners's ten largest holdings make up 17% of its $4.12B portfolio in Q1 2019.
  • Paloma Partners opened 909 new positions and closed 475 in Q1 2019.
  • Paloma Partners's portfolio value rose 26% quarter-over-quarter to $4.12B.

Based on Paloma Partners's 13F filing for Q1 2019, filed 15 May 2019.