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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
1976
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.47B
– –
-20,100
Closed -$3.46M
XPO icon
1977
XPO
XPO
$24.4B
– –
-20,341
Closed -$705K
XRX icon
1978
Xerox
XRX
$357M
– –
-16,042
Closed -$385K
YPF icon
1979
YPF
YPF
$20B
– –
-15,466
Closed -$210K
YUMC icon
1980
Yum China
YUMC
$15.3B
– –
-50,950
Closed -$1.96M
ZBH icon
1981
CALL
Zimmer Biomet
ZBH
$17.8B
– –
-7,210
Closed -$780K
ZBH icon
1982
PUT
Zimmer Biomet
ZBH
$17.8B
– –
-17,201
Closed -$1.86M
MTUS icon
1983
Metallus
MTUS
$869M
– –
-12,902
Closed -$211K
CNH
1984
CNH Industrial
CNH
$13.7B
– –
-48,434
Closed -$444K
NBIS
1985
PUT
Nebius Group N.V.
NBIS
$47.7B
– –
-20,200
Closed -$725K
GAP
1986
The Gap Inc
GAP
$7.07B
– –
-31,180
Closed -$1.01M
NPKI
1987
NPK International
NPKI
$1.19B
– –
-21,764
Closed -$236K
RNTX
1988
Rein Therapeutics
RNTX
$66.9M
– –
-1,295
Closed -$140K
LGF.B
1989
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-17,500
Closed -$411K
LGF.A
1990
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-10,100
Closed -$251K
EQC
1991
DELISTED
Equity Commonwealth
EQC
– –
-61,254
Closed -$1.93M
CMRX
1992
DELISTED
Chimerix, Inc.
CMRX
– –
-13,400
Closed -$64K
IVAC
1993
DELISTED
Intevac Inc
IVAC
– –
-97,298
Closed -$472K
ENLC
1994
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-23,484
Closed -$386K
AKTS
1995
DELISTED
Akoustis Technologies Inc
AKTS
– –
-58,299
Closed -$424K
CTLT
1996
DELISTED
CATALENT, INC.
CTLT
– –
-391,200
Closed -$16.4M
HAYN
1997
DELISTED
Haynes International, Inc.
HAYN
– –
-7,313
Closed -$269K
LSXMK
1998
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-38,732
Closed -$1.34M
VBIV
1999
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
– –
-3,076
Closed -$254K
TWOU
2000
DELISTED
2U Inc
TWOU
– –
-4,368
Closed -$10.9M
78 79
80
81 82

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MCA
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Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.