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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
176
PUT
Capital One
COF
$127B
$5.1M 0.09%
53,700
+41,200
+330% +$4.01M
EEM icon
177
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$5.03M 0.09%
117,216
+41,588
+55% +$1.8M
DD icon
178
DuPont de Nemours
DD
$18.9B
$5.02M 0.09%
30,821
-4,797
-13% -$825K
FITB
179
Fifth Third Bancorp
FITB
$51.7B
$4.98M 0.09%
178,391
+65,819
+58% +$1.93M
KLXI
180
DELISTED
KLX Inc.
KLXI
– –
0
– –
AGN
181
CALL
DELISTED
Allergan plc
AGN
– –
0
– –
JBL icon
182
Jabil
JBL
$32.6B
$4.86M 0.09%
179,441
+120,245
+203% +$3.44M
DFS
183
DELISTED
Discover Financial Services
DFS
$4.83M 0.09%
63,186
+18,587
+42% +$1.4M
BDX icon
184
PUT
Becton Dickinson
BDX
$43.8B
$4.83M 0.09%
18,963
-18,962
-50% -$4.67M
ROK icon
185
Rockwell Automation
ROK
$51.9B
$4.83M 0.09%
25,732
+22,464
+687% +$4.02M
EWZ icon
186
iShares MSCI Brazil ETF
EWZ
$9.08B
$4.78M 0.09%
141,704
+26,358
+23% +$887K
CTSH icon
187
CALL
Cognizant
CTSH
$22.3B
$4.77M 0.09%
61,800
+40,100
+185% +$3.14M
ABBV icon
188
PUT
AbbVie
ABBV
$454B
$4.74M 0.09%
+50,100
New +$4.75M
TMUS icon
189
CALL
T-Mobile US
TMUS
$190B
$4.74M 0.09%
+67,500
New +$4.34M
ADP icon
190
PUT
Automatic Data Processing
ADP
$102B
$4.73M 0.09%
31,400
+27,900
+797% +$3.95M
XLF icon
191
CALL
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$4.71M 0.09%
170,900
-54,700
-24% -$1.53M
XLV icon
192
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$4.66M 0.08%
+49,000
New +$4.43M
HAL icon
193
CALL
Halliburton
HAL
$26.8B
$4.56M 0.08%
112,500
+1,500
+1% +$62.1K
SLV icon
194
CALL
iShares Silver Trust
SLV
$28.3B
$4.56M 0.08%
332,000
-35,000
-10% -$493K
VWO icon
195
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$4.52M 0.08%
110,192
+23,597
+27% +$993K
TGT icon
196
PUT
Target
TGT
$63.7B
$4.48M 0.08%
+50,800
New +$4.22M
DELL icon
197
Dell
DELL
$276B
$4.48M 0.08%
164,265
-245,219
-60% -$6.54M
DG icon
198
CALL
Dollar General
DG
$27.2B
$4.47M 0.08%
+40,900
New +$4.25M
CCI icon
199
PUT
Crown Castle
CCI
$32.4B
$4.45M 0.08%
+40,000
New +$4.45M
ABT icon
200
PUT
Abbott
ABT
$182B
$4.39M 0.08%
+59,800
New +$3.93M
6 7
8
9 10

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NIEF
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HIM
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MCA
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OA
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CTAF
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Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.