We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
176
PUT
ExxonMobil
XOM
$651B
$7.17M 0.1%
87,500
+35,000
+67% +$2.78M
QCOM icon
177
CALL
Qualcomm
QCOM
$176B
$7.16M 0.1%
138,100
+50,600
+58% +$2.68M
FDX icon
178
PUT
FedEx
FDX
$74.5B
$7.11M 0.1%
+31,500
New +$6.71M
XLB icon
179
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$7.11M 0.1%
250,200
-812,800
-76% -$22.4M
XLF icon
180
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$7.06M 0.1%
272,944
-68,435
-20% -$1.71M
DE icon
181
PUT
Deere & Co
DE
$170B
$7.03M 0.1%
56,000
+51,500
+1,144% +$6.35M
STZ icon
182
PUT
Constellation Brands
STZ
$22.2B
$6.98M 0.1%
+35,000
New +$6.93M
SKT icon
183
Tanger
SKT
$4.82B
$6.98M 0.1%
285,700
-79,386
-22% -$2.01M
CAG icon
184
Conagra Brands
CAG
$7.07B
$6.94M 0.1%
205,586
-28,930
-12% -$983K
ISRG icon
185
PUT
Intuitive Surgical
ISRG
$121B
$6.9M 0.09%
59,400
+26,100
+78% +$2.84M
OEC icon
186
Orion
OEC
$394M
$6.89M 0.09%
+307,000
New +$6.58M
CVX icon
187
CALL
Chevron
CVX
$388B
$6.89M 0.09%
58,600
+23,600
+67% +$2.58M
CRM icon
188
PUT
Salesforce
CRM
$134B
$6.87M 0.09%
73,500
+8,400
+13% +$773K
XLI icon
189
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$6.75M 0.09%
95,100
-502,200
-84% -$34.5M
CSCO icon
190
CALL
Cisco
CSCO
$450B
$6.73M 0.09%
200,000
+44,100
+28% +$1.4M
UBSI icon
191
United Bankshares
UBSI
$6.55B
$6.72M 0.09%
180,811
+160,432
+787% +$5.65M
XLE icon
192
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$6.7M 0.09%
195,800
-140,600
-42% -$4.57M
QCOM icon
193
Qualcomm
QCOM
$176B
$6.66M 0.09%
+128,431
New +$6.79M
TPGH.U
194
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$6.62M 0.09%
643,142
+5,700
+0.9% +$58.7K
UNP icon
195
CALL
Union Pacific
UNP
$183B
$6.61M 0.09%
57,000
+39,600
+228% +$4.25M
NKE icon
196
CALL
Nike
NKE
$61.9B
$6.61M 0.09%
+127,400
New +$7.15M
BKNG icon
197
CALL
Booking.com
BKNG
$138B
$6.59M 0.09%
90,000
+15,000
+20% +$1.14M
MTB icon
198
PUT
M&T Bank
MTB
$36.2B
$6.52M 0.09%
+40,500
New +$6.36M
GDX icon
199
CALL
VanEck Gold Miners ETF
GDX
$23B
$6.51M 0.09%
283,600
-18,700
-6% -$432K
UNT
200
DELISTED
UNIT Corporation
UNT
$6.51M 0.09%
316,290
+154,388
+95% +$2.76M
6 7
8
9 10

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
BWP
Bernardo Wealth Planning Harleysville, Pennsylvania $511M AUM 13.04% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return

Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.